4/A//SEC Filing
BROCADE COMMUNICATIONS SYSTEMS INC 4/A
Accession 0001209191-03-033032
CIK 0001009626operating
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 2:50 PM ET
Size
14.2 KB
Accession
0001209191-03-033032
Insider Transaction Report
Form 4/AAmended
Transactions
- Award
Non-qualified Stock Option (right to buy)
2003-08-15+200,000→ 200,000 totalExercise: $5.53From: 2003-09-15Exp: 2010-08-15→ Common Stock (200,000 underlying)
Holdings
- 6,736(indirect: By Son)
Common Stock
- 87,280
Non-qualified Stock Option (right to buy)
Exercise: $6.54From: 2003-07-10Exp: 2013-07-10→ Common Stock (87,280 underlying) - 5,996
Non-qualified Stock Option (right to buy)
Exercise: $6.54From: 2003-07-10Exp: 2013-07-10→ Common Stock (5,996 underlying) - 268,000
Incentive Stock Option (right to buy)
Exercise: $0.63From: 2000-02-26Exp: 2009-02-26→ Common Stock (268,000 underlying) - 162,000(indirect: By Partnrship)
Common Stock
- 2,180,762(indirect: By Trust)
Common Stock
- 108,000(indirect: By Foundation)
Common Stock
- 8,891
Common Stock
- 110,000
Non-qualified Stock Option (right to buy)
Exercise: $6.54From: 2003-07-10Exp: 2013-07-10→ Common Stock (110,000 underlying) - 42,945
Non-qualified Stock Option (right to buy)
Exercise: $6.54From: 2003-07-10Exp: 2013-07-10→ Common Stock (42,945 underlying) - 177,334
Non-qualified Stock Option (right to buy)
Exercise: $6.54From: 2003-07-10Exp: 2013-07-10→ Common Stock (177,334 underlying)
Footnotes (13)
- [F1]Beneficial ownership disclosure only. Shares held by the Bonderson Family Living Trust DTD 6/28/94, over which Reporting Person and his spouse exercise investment and voting control.
- [F10]Beneficial ownership disclosure only. 5,996 options vest on July 10, 2003.
- [F11]Corrects amount reported on Form 4 filed on August 19, 2003. Amount was incorrectly reported on the original filing. Options vest monthly from September 15, 2003 through August 15, 2007.
- [F12]The price of the deritive security will be determined at a future date upon exercise of the option.
- [F13]Beneficial ownership disclosure only. 67,000 options vest on February 26, 2000; 201,000 options vest monthly from March 26, 2000 through February 26, 2003.
- [F2]Beneficial ownership disclosure only. Shares held by the Bonderson Family Foundation, over which the Reporting Person and his spouse exercise investment and voting control.
- [F3]Beneficial ownership disclosure only. Shares held by the PRB Family Partners LP, over which Reporting Person and his spouse exercise investment and voting control.
- [F4]Beneficial ownership disclosure only. Shares held by the Reporting Person's son, as to which Reporting Person disclaims beneficial ownership.
- [F5]Beneficial ownership disclosure only. Shares held by the Reporting Person's daughter, as to which Reporting Person disclaims beneficial ownership.
- [F6]Beneficial ownership disclosure only. 157,593 options vest on July 10, 2003; 19,741 options vest monthly from August 1, 2003 through November 1, 2003.
- [F7]Beneficial ownership disclosure only. 60,000 options vest monthly from November 1, 2003 through November 1, 2004; 50,000 options vest monthly from November 1, 2004 through November 1, 2005.
- [F8]Beneficial ownership disclosure only. 38,164 options vest on July 10, 2003; 4,781 options vest monthly from August 1, 2003 through November 1, 2003.
- [F9]Beneficial ownership disclosure only. 47,607 options vest monthly from November 1, 2003 through November 1, 2004; 39,673 options vest monthly from November 1, 2004 through November 1, 2005.
Documents
Issuer
BROCADE COMMUNICATIONS SYSTEMS INC
CIK 0001009626
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001009626
Filing Metadata
- Form type
- 4/A
- Filed
- Dec 1, 7:00 PM ET
- Accepted
- Dec 2, 2:50 PM ET
- Size
- 14.2 KB