4//SEC Filing
LOHR MILTON L 4
Accession 0001209191-03-033052
CIK 0000941685other
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 3:27 PM ET
Size
12.7 KB
Accession
0001209191-03-033052
Insider Transaction Report
Form 4
FRIEDMAN MARVIN I
10% Owner
Transactions
- Other
Convertible Notes
2003-11-25$2.11/sh→ 0 total(indirect: By entity)Exercise: $2.11From: 2003-06-15Exp: 2005-05-22→ Common Stock (1,306,161 underlying) - Expiration (Short)
Short Call Option Equivalent Position
2003-07-11$2.11/sh−1,527,848$3,223,759→ 0 total(indirect: By entity)Exercise: $2.11From: 2003-06-15Exp: 2003-07-11→ Common Stock (1,527,848 underlying) - Other
Contingent Long Call Option Equivalent Position
2003-11-25$2.11/sh−1,000,057$2,110,120→ 0 total(indirect: By entity)Exercise: $2.11From: 2003-06-15Exp: 2005-05-22→ Common Stock (1,000,057 underlying)
LOHR MILTON L
10% Owner
Transactions
- Other
Convertible Notes
2003-11-25$2.11/sh→ 0 total(indirect: By entity)Exercise: $2.11From: 2003-06-15Exp: 2005-05-22→ Common Stock (1,306,161 underlying) - Expiration (Short)
Short Call Option Equivalent Position
2003-07-11$2.11/sh−1,527,848$3,223,759→ 0 total(indirect: By entity)Exercise: $2.11From: 2003-06-15Exp: 2003-07-11→ Common Stock (1,527,848 underlying) - Other
Contingent Long Call Option Equivalent Position
2003-11-25$2.11/sh−1,000,057$2,110,120→ 0 total(indirect: By entity)Exercise: $2.11From: 2003-06-15Exp: 2005-05-22→ Common Stock (1,000,057 underlying)
LF GLOBAL INVESTMENTS LLC
10% Owner
Transactions
- Expiration (Short)
Short Call Option Equivalent Position
2003-07-11$2.11/sh−1,527,848$3,223,759→ 0 total(indirect: By entity)Exercise: $2.11From: 2003-06-15Exp: 2003-07-11→ Common Stock (1,527,848 underlying) - Other
Contingent Long Call Option Equivalent Position
2003-11-25$2.11/sh−1,000,057$2,110,120→ 0 total(indirect: By entity)Exercise: $2.11From: 2003-06-15Exp: 2005-05-22→ Common Stock (1,000,057 underlying) - Other
Convertible Notes
2003-11-25$2.11/sh→ 0 total(indirect: By entity)Exercise: $2.11From: 2003-06-15Exp: 2005-05-22→ Common Stock (1,306,161 underlying)
LF GLOBAL HOLDINGS LLC
10% Owner
Transactions
- Other
Contingent Long Call Option Equivalent Position
2003-11-25$2.11/sh−1,000,057$2,110,120→ 0 total(indirect: By entity)Exercise: $2.11From: 2003-06-15Exp: 2005-05-22→ Common Stock (1,000,057 underlying) - Other
Convertible Notes
2003-11-25$2.11/sh→ 0 total(indirect: By entity)Exercise: $2.11From: 2003-06-15Exp: 2005-05-22→ Common Stock (1,306,161 underlying) - Expiration (Short)
Short Call Option Equivalent Position
2003-07-11$2.11/sh−1,527,848$3,223,759→ 0 total(indirect: By entity)Exercise: $2.11From: 2003-06-15Exp: 2003-07-11→ Common Stock (1,527,848 underlying)
Footnotes (5)
- [F1]1. Excercise price is subject to adjustment.
- [F2]2. Issuer repaid convertible notes pursuant to terms of notes.
- [F3]3. Based on original conversion price.
- [F4]4. Convertible Notes are held directly by LF Global Holdings, LLC and indirectly as to each other filing person of the Group Global Investments is the Manager of LF Global Holdings, LLC, and Marvin Friedman and Milton Lohr are the individual managers and hold a majority of the membership interest of LF Global Investments, LLC
- [F5]5. Right terminated on repayment of convertible notes.
Issuer
IMAGEWARE SYSTEMS INC
CIK 0000941685
Entity typeother
Related Parties
1- filerCIK 0001216885
Filing Metadata
- Form type
- 4
- Filed
- Dec 1, 7:00 PM ET
- Accepted
- Dec 2, 3:27 PM ET
- Size
- 12.7 KB