LOHR MILTON L 4
4 · IMAGEWARE SYSTEMS INC · Filed Dec 2, 2003
Insider Transaction Report
Form 4
FRIEDMAN MARVIN I
10% Owner
Transactions
- Other
Convertible Notes
2003-11-25$2.11/sh→ 0 total(indirect: By entity)Exercise: $2.11From: 2003-06-15Exp: 2005-05-22→ Common Stock (1,306,161 underlying) - Expiration (Short)
Short Call Option Equivalent Position
2003-07-11$2.11/sh−1,527,848$3,223,759→ 0 total(indirect: By entity)Exercise: $2.11From: 2003-06-15Exp: 2003-07-11→ Common Stock (1,527,848 underlying) - Other
Contingent Long Call Option Equivalent Position
2003-11-25$2.11/sh−1,000,057$2,110,120→ 0 total(indirect: By entity)Exercise: $2.11From: 2003-06-15Exp: 2005-05-22→ Common Stock (1,000,057 underlying)
Footnotes (5)
- [F1]1. Excercise price is subject to adjustment.
- [F2]2. Issuer repaid convertible notes pursuant to terms of notes.
- [F3]3. Based on original conversion price.
- [F4]4. Convertible Notes are held directly by LF Global Holdings, LLC and indirectly as to each other filing person of the Group Global Investments is the Manager of LF Global Holdings, LLC, and Marvin Friedman and Milton Lohr are the individual managers and hold a majority of the membership interest of LF Global Investments, LLC
- [F5]5. Right terminated on repayment of convertible notes.