THOMPSON GREGORY W 4

4 · OPEN SOLUTIONS INC · Filed Dec 2, 2003

Form 4

Period: 2003-12-02

Director

Transactions

Conversion
Common Stock
2003-12-02+176,470→ 691,061 total(indirect: (1))
Conversion
Series F Preferred Stock
2003-12-02−160,944→ 0 total(indirect: See Footnote)
→ Common Stock (176,470 underlying)
Conversion
Common Stock
2003-12-02+514,591→ 514,591 total(indirect: (1))
Conversion
Series E Preferred Stock
2003-12-02−746,157→ 0 total(indirect: See Footnote)
→ Common Stock (514,591 underlying)

Footnotes (4)

[F1]These shares are owned by HNC Software Inc. Mr. Thompson is Vice President of Corporate Development of Fair Issac Corporation, the successor-in-interest to HNC Software Inc. Mr. Thompson disclaims beneficial ownership of the shares held by HNC Software Inc., except to the extent of his pecuniary interest therein, and the reporting herein of such securities shall not be construed as an admission that Mr. Thompson is the beneficial owner of any such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
[F2]Each share of Series E Preferred Stock automatically converted into approximately 0.69 shares of Common Stock upon the closing of the issuer's initial public offering.
[F3]Each share of Series F Preferred Stock automatically converted into approximately 1.10 shares of Common Stock upon the closing of the issuer's initial public offering. The conversion ratio reflects an adjustment to the conversion price upon such closing, pursuant to the issuer's Amended and Restated Certificate of Incorporation.
[F4]N/A

Documents

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