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4/A//SEC Filing

WAGNER DENNIS A III 4/A

Accession 0001209191-04-002194

CIK 0001051719other

View on SEC.gov Company Profile

Filed

Jan 7, 7:00 PM ET

Accepted

Jan 8, 4:45 PM ET

Size

17.5 KB

Accession

0001209191-04-002194

Insider Transaction Report

Form 4/AAmended

Period: 2002-07-11

UNITED DEFENSE INDUSTRIES INCUDI

WAGNER DENNIS A III

Vice President

Transactions

Exercise/Conversion
option to purchase stock
2002-07-25−4,100→ 133,950 total
Exercise: $4.44Exp: 2008-07-25→ common stock (138,050 underlying)
Sale
common stock
2002-07-18$20.37/sh−4,100$83,517→ 131 total
Exercise/Conversion
common stock
2002-07-18$4.44/sh+4,100$18,204→ 4,231 total
Sale
common stock
2002-07-25$20.82/sh−4,100$85,362→ 131 total
Sale
common stock
2002-07-11$20.25/sh−4,100$83,025→ 131 total
Exercise/Conversion
option to purchase stock
2002-07-18−4,100→ 138,050 total
Exercise: $4.44Exp: 2008-07-25→ common stock (142,150 underlying)
Exercise/Conversion
option to purchase stock
2002-07-11−4,100→ 142,150 total
Exercise: $4.44Exp: 2008-07-25→ common stock (146,250 underlying)
Exercise/Conversion
common stock
2002-07-31$4.44/sh+20,000$88,800→ 4,231 total
Sale
common stock
2002-07-31$20.64/sh−20,000$412,800→ 131 total
Exercise/Conversion
common stock
2002-07-25$4.44/sh+4,100$18,204→ 4,231 total
Exercise/Conversion
option to purchase stock
2002-07-31−20,000→ 113,950 total
Exercise: $4.44Exp: 2008-07-25→ common stock (133,950 underlying)
Exercise/Conversion
common stock
2002-07-11$4.44/sh+4,100$18,204→ 4,231 total

Footnotes (5)

[F1]The full amount became exercisable within 30 days of December 31, 1998 upon the Company's achievement of certain financial performance targets.
[F2]Not applicable.
[F3]Of this amount, 3050 became exercisable within 30 days of December 31, 1998 upon the Company's achievement of certain financial performance targets. The remaining 1050 became exercisable on December 31, 1999.
[F4]Of this amount, 7950 became exercisable on December 31, 1999 and the remaining 12,050 became exercisable within 30 days of December 31, 1999 upon the Company's achievement of certain financial performance targets.
[F5]This figure was incorrectly reported to be 120,700 in the original amended Form 4 filing in September 2002 for transactions in July 2002. Subsequent Form 4 filings relied upon the incorrect 120,700 figure in their calculations. This figure was first corrected in a Form 4 filed on January 6, 2004 for a transaction that occurred on January 2, 2004. Form 4 reports of weekly security transactions between July 11, 2002 and January 6, 2004 have not been individually amended to reflect dispositions against the corrected figure of 113,950.

Documents

1 file

4
doc4a.xml
FORM 4/A SUBMISSION

Issuer

UNITED DEFENSE INDUSTRIES INC

CIK 0001051719

Entity typeother

Related Parties

1

filerCIK 0001241607

Filing Metadata

Form type: 4/A
Filed: Jan 7, 7:00 PM ET
Accepted: Jan 8, 4:45 PM ET
Size: 17.5 KB

View on SEC.gov