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4//SEC Filing

MASLOWE PHILIP 4

Accession 0001209191-04-002490

CIK 0000882287other

Filed

Jan 11, 7:00 PM ET

Accepted

Jan 12, 11:55 AM ET

Size

8.1 KB

Accession

0001209191-04-002490

Insider Transaction Report

Form 4
Period: 2003-12-16
Transactions
  • Award

    Deferred Restricted Stock

    2003-12-16+7,5007,500 total
    Exp: 2012-05-15Restricted Common Stock (7,500 underlying)
  • Disposition to Issuer

    Option to Purchase Common Stock

    2003-12-1625,0000 total
    Exercise: $20.12Exp: 2012-05-15Common Stock (25,000 underlying)
Footnotes (5)
  • [F1]The reporting person received the options pursuant to the 2002 Outside Directors' Stock Option Plan (the "2002 Plan") and the form of Stock Option Agreement (the "Stock Option Agreement") issued pursuant thereto. The options were cancelled by mutual agreement between the reporting person and Mariner Health Care, Inc. ("Mariner"). The reporting person received 7,500 shares of restricted common stock, par value $0.01, of Mariner as consideration for the cancellation.
  • [F2]Option to vest and become exercisable with respect to (i) 25% of the shares of Common Stock originally subject to the option on the date of grant, which was May 15, 2002, and (ii) an additional 25% on each of the three subsequent anniversaries of the grant date provided that Mr. Maslowe shall continue to serve as a director of Mariner except as otherwise provided by the terms set forth in the 2002 Plan and the Stock Option Agreement.
  • [F3]Mr. Maslowe was granted 7,500 shares of common stock, par value $0.01, of Mariner pursuant to the terms set forth in that certain Deferred Restricted Stock Agreement Pursuant to the Mariner Health Care, Inc. 2003 Outside Directors' Stock Incentive Plan (the "2003 Plan").
  • [F4]The restricted stock was issued to the reporting person in exchange for the cancellation of the reporting person's existing stock options at a ratio of 0.3 shares of restricted stock per each cancelled option.
  • [F5]The Restricted Unit Grant shall become vested as to 50% of the Restricted Units as of the grant date under the 2003 Plan. On each of May 16, 2004 and May 16, 2005, the Restricted Unit Grant shall become vested as to an additional 25% of the Restricted Units if the reporting person has continuously served as a director of Mariner. Any of the Restricted Units which are not vested at the time that the reporting person ceases to be a director of Mariner shall be forfeited to Mariner.

Issuer

MARINER HEALTH CARE INC

CIK 0000882287

Entity typeother

Related Parties

1
  • filerCIK 0001202989

Filing Metadata

Form type
4
Filed
Jan 11, 7:00 PM ET
Accepted
Jan 12, 11:55 AM ET
Size
8.1 KB