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BIOTIME INC·4

Jan 23, 8:13 PM ET

DUBERSTEIN GARY K 4

4 · BIOTIME INC · Filed Jan 23, 2004

Insider Transaction Report

Form 4
Period: 2004-01-21
BIOTIME INCBTX
DUBERSTEIN GARY K
10% Owner
Transactions
  • Exercise of In-Money

    Warrants

    2004-01-21$1.40/sh−680$952→ 680 total
    Exercise: $2.00From: 2004-01-21Exp: 2007-01-14→ Common Shares (680 underlying)
  • Exercise of In-Money

    Common Shares

    2004-01-21$1.40/sh+1,361$1,905→ 12,256 total
  • Exercise of In-Money

    Subscription Rights

    2004-01-21−10,895→ 0 total
    Exercise: $1.40From: 2003-12-10Exp: 2004-01-21→ Common Shares (1,361 underlying)
Holdings

  • Warrants

    (indirect: By Greenway Partners, LP)
    Exercise: $2.00From: 2004-01-21Exp: 2007-01-14→ Common Shares (5,671 underlying)
    5,671

  • Common Shares

    (indirect: By Greenway Partners, LP)
    102,093

  • Subscription Rights

    Exercise: $1.40From: 2003-12-10Exp: 2004-01-21→ Warrants (680 underlying)
    0

  • Warrants

    (indirect: By Greenbelt Corp.)
    Exercise: $2.00From: 2004-01-21Exp: 2007-01-14→ Common Shares (48,403 underlying)
    48,403

  • Common Shares

    (indirect: By Greenbelt Corp.)
    951,267
Footnotes (3)
  • [F1]Price includes one share and one-half warrant.
  • [F2]Does not include additional securities that may be acquired by oversubscription under subscription rights exercised. The allocation of such securities has not yet been determined.
  • [F3]Includes 20,000 shares issuable on March 31, 2004 for performance of services under a Consulting Agreement.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION