Home/Filings/4/0001209191-04-004515
4//SEC Filing

DUBERSTEIN GARY K 4

Accession 0001209191-04-004515

CIK 0000876343other

Filed

Jan 22, 7:00 PM ET

Accepted

Jan 23, 8:13 PM ET

Size

10.4 KB

Accession

0001209191-04-004515

Insider Transaction Report

Form 4
Period: 2004-01-21
Transactions
  • Exercise of In-Money

    Warrants

    2004-01-21$1.40/sh680$952680 total
    Exercise: $2.00From: 2004-01-21Exp: 2007-01-14Common Shares (680 underlying)
  • Exercise of In-Money

    Common Shares

    2004-01-21$1.40/sh+1,361$1,90512,256 total
  • Exercise of In-Money

    Subscription Rights

    2004-01-2110,8950 total
    Exercise: $1.40From: 2003-12-10Exp: 2004-01-21Common Shares (1,361 underlying)
Holdings
  • Warrants

    (indirect: By Greenway Partners, LP)
    Exercise: $2.00From: 2004-01-21Exp: 2007-01-14Common Shares (5,671 underlying)
    5,671
  • Common Shares

    (indirect: By Greenway Partners, LP)
    102,093
  • Subscription Rights

    Exercise: $1.40From: 2003-12-10Exp: 2004-01-21Warrants (680 underlying)
    0
  • Warrants

    (indirect: By Greenbelt Corp.)
    Exercise: $2.00From: 2004-01-21Exp: 2007-01-14Common Shares (48,403 underlying)
    48,403
  • Common Shares

    (indirect: By Greenbelt Corp.)
    951,267
Footnotes (3)
  • [F1]Price includes one share and one-half warrant.
  • [F2]Does not include additional securities that may be acquired by oversubscription under subscription rights exercised. The allocation of such securities has not yet been determined.
  • [F3]Includes 20,000 shares issuable on March 31, 2004 for performance of services under a Consulting Agreement.

Issuer

BIOTIME INC

CIK 0000876343

Entity typeother

Related Parties

1
  • filerCIK 0001053324

Filing Metadata

Form type
4
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 8:13 PM ET
Size
10.4 KB