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4//SEC Filing

LEMKE GARY D 4

Accession 0001209191-04-008303

CIK 0000926763other

View on SEC.gov Company Profile

Filed

Feb 9, 7:00 PM ET

Accepted

Feb 10, 4:27 PM ET

Size

17.9 KB

Accession

0001209191-04-008303

Insider Transaction Report

Form 4

Period: 2004-02-06

ASV INC /MN/ASVI

DirectorChairman, CEO

Transactions

Award
Non-Qualified Stock Option
2004-02-06+20,000→ 20,000 total
Exercise: $32.52From: 2005-02-06Exp: 2011-02-06→ Common Stock (20,000 underlying)
Gift
Common Stock
2004-01-22−3,140→ 286,967 total
Gift
Common Stock
2003-12-31−3,000→ 290,107 total

Holdings

Non-Qualified Stock Option
Exercise: $10.91From: 2003-02-26Exp: 2009-02-26→ Common Stock (10,000 underlying)
10,000
Common Stock
(indirect: By 401(k))
11,000
Incentive Stock Option
Exercise: $18.33From: 1998-12-12Exp: 2004-12-12→ Common Stock (7,950 underlying)
7,950
Common Stock
(indirect: By Spouse)
61,363
Non-Qualified Stock Option
Exercise: $18.33From: 1998-12-12Exp: 2004-12-12→ Common Stock (142,050 underlying)
142,050
Non-Qualified Stock Option
Exercise: $8.83From: 2004-01-31Exp: 2010-01-31→ Common Stock (180,000 underlying)
180,000
Incentive Stock Option
Exercise: $15.44From: 2001-02-01Exp: 2007-02-01→ Common Stock (15,000 underlying)
15,000

Footnotes (2)

[F1]Not relevant to this transaction.
[F2]Exercisable in 25% annual installments beginning one year after the date of issuance.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

ASV INC /MN/

CIK 0000926763

Entity typeother

Related Parties

1

filerCIK 0001008717

Filing Metadata

Form type: 4
Filed: Feb 9, 7:00 PM ET
Accepted: Feb 10, 4:27 PM ET
Size: 17.9 KB

View on SEC.gov