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5//SEC Filing

LINDNER KEITH E 5

Accession 0001209191-04-009024

CIK 0001042046other
View on SEC.govCompany Profile

Filed

Feb 11, 7:00 PM ET

Accepted

Feb 12, 11:16 AM ET

Size

17.2 KB

Accession

0001209191-04-009024

Insider Transaction Report

Form 5
Period: 2003-12-31
AMERICAN FINANCIAL GROUP INCAFG
LINDNER KEITH E
10% Owner
Holdings

  • Common Stock

    (indirect: #2)
    1,619,968

  • Common Stock

    (indirect: #4)
    1,949

  • Common Stock

    (indirect: #6)
    341

  • Common Stock

    (indirect: #12)
    1,500,000

  • Deferred Compensation Obligation

    (indirect: #1)
    Exercise: $26.53→ Common Stock (12,543.514 underlying)
    12,543.514

  • Common Stock

    (indirect: #9)
    1,885

  • Common Stock

    (indirect: #1)
    2,766,353

  • Common Stock

    (indirect: 401-K(a))
    388
Footnotes (13)
  • [F1]On 4/14/2003, Indirect #2 transferred 164,195 shares of AFG Common Stock to Indirect #1. On 7/8/2003, Indirect #2 transferred 143,215 shares of AFG Common Stock to Indirect #1. On 10/6/2003, Indirect #2 transferred 149,429 shares of AFG Common Stock to Indirect #1.
  • [F10]Indirect #10: By Keith E. Lindner, Custodian for Court Edward Lindner.
  • [F11]Indirect #12: KEL Investment, LLC, a limited liability company directly or indirectly wholly-owned by the Reporting Person.
  • [F12](a) The number of shares of Common Stock which would be represented by the value of the Reporting Person's Common Stock Fund account in the Issuer's Retirement and Savings Plan ("401(k) Plan"), based on a 401(k) Plan statement dated as of 12/31/03.
  • [F13]Represents amounts deferred by the Reporting Person in the Issuer's Deferred Compensation Plan. The account value increases or decreases based on the value of the Issuer's common stock. Upon termination of employment or earlier, if so elected, the Reporting Person's account balance may be distributed, at the option of the Issuer, either in cash or in shares of the Issuer's common stock.
  • [F2]Indirect #1: By Keith E. Lindner, Trustee of the Keith E. Lindner Living Trust dated June 2, 1992.
  • [F3]Indirect #2: By Keith E. Lindner, Trustee of the Keith E. Lindner 1996-2 Qualified Annuity Trust dated 3/28/96.
  • [F4]Indirect #4: By Keith E. Lindner, Custodian for minor child.
  • [F5]Indirect #5: By Keith E. Lindner, Custodian for minor child.
  • [F6]Indirect #6: By Courtney O'Neil & Christopher Hewett, Trustees of the Keith E. Lindner 1992 Trust dated 12/22/92.
  • [F7]Indirect #7: By Keith E. Lindner and Christopher B. Hewett, Trustees of the Courtney O'Neil 1992 Trust dated 12/22/92.
  • [F8]Indirect #8: By Keith E. Lindner, custodian for minor child.
  • [F9]Indirect #9: By Keith E. Lindner, & Christopher Hewett, Trustees of the Courtney O'Neil Living Trust Dated 6/02/92.

Documents

1 file

Issuer

AMERICAN FINANCIAL GROUP INC

CIK 0001042046

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Entity typeother
IncorporatedOH

Related Parties

1
  • filerCIK 0000942062

Filing Metadata

Form type
5
Filed
Feb 11, 7:00 PM ET
Accepted
Feb 12, 11:16 AM ET
Size
17.2 KB
View on SEC.gov