4//SEC Filing
WESTECH CAPITAL CORP 4
Accession 0001209191-04-020638
CIK 0000869688operating
Filed
Apr 13, 8:00 PM ET
Accepted
Apr 14, 4:06 PM ET
Size
15.8 KB
Accession
0001209191-04-020638
Insider Transaction Report
Form 4
GORMAN JOHN JOSEPH
DirectorChairman10% Owner
Transactions
- Purchase
Common Stock
2001-06-22$49650.00/sh+24,825$1,232,561,250→ 265,131 total(indirect: See footnote) - Other
Stock Option (Right to Purchase)
2002-04-01−15,000→ 145,000 totalExercise: $20.00Exp: 2004-10-15→ Common Stock (15,000 underlying) - Other
Stock Option (Right to Purchase)
2002-04-01−20,000→ 100,000 totalExercise: $22.00Exp: 2005-01-01→ Common Stock (20,000 underlying) - Other
Stock Option (Right to Purchase)
2002-04-01−25,000→ 120,000 totalExercise: $22.00Exp: 2004-10-15→ Common Stock (25,000 underlying) - Award
Stock Option (Right to Purchase)
2003-06-03+10,000→ 110,000 totalExercise: $2.50Exp: 2008-06-03→ Common Stock (10,000 underlying) - Purchase
Common Stock
2001-11-02$197260.00/sh+39,452$7,782,301,520→ 726,334 total
Footnotes (6)
- [F1]These amounts reflect the 1-for-10 reverse stock split effective June 29, 2001.
- [F2]Includes 80,681 shares held by the Ryleigh Gorman Trust, and 80,681 shares held by the John Joseph Gorman V Trust, respectively, of which Mr. Gorman's spouse is the sole trustee, and 103,769 shares held in Mr. Gorman's 401(k) account.
- [F3]The reporting person agreed to cancellation of out-of-the-money stock options.
- [F4]The option vested in three equal annual installments beginning on October 5, 1999.
- [F5]The option vested in three equal annual installments beginning on January 1, 2001.
- [F6]The option vested one-third on June 3, 2003, vests one-third on June 3, 2004 and vests one-third on June 3, 2005.
Documents
Issuer
WESTECH CAPITAL CORP
CIK 0000869688
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000869688
Filing Metadata
- Form type
- 4
- Filed
- Apr 13, 8:00 PM ET
- Accepted
- Apr 14, 4:06 PM ET
- Size
- 15.8 KB