FIGGIE HARRY E JR 3
3 · TRANS INDUSTRIES INC · Filed Apr 28, 2004
Insider Transaction Report
Form 3
FIGGIE HARRY E JR
Director10% Owner
Holdings
- (indirect: By Trust)
Series B Convertible Preferred Stock
Exercise: $0.00From: 2004-03-04Exp: 2005-03-04→ Common Stock, par value $0.10 (581,397 underlying) - 152,930(indirect: By Trust)
Common Stock, par value $0.10 per share
- (indirect: By Trust)
Warrants to purchase Common Stock
Exercise: $3.00From: 2004-03-04Exp: 2009-03-09→ Common Stock, par value $0.10 (145,348 underlying)
Footnotes (4)
- [F1]Series B Convertible Preferred Stock on an as converted basis.
- [F2]Each share of Series B Convertible Preferred Stock, purchased at $7.74 a share, may be converted at any time into three (3) fully paid non-assessable shares of Common Stock.
- [F3]Harry E. Figgie, Jr., Trustee, under the Trust Agreement dated July 15, 1976, as modified.
- [F4]Warrants to purchase up to 145,348 shares of Common Stock at $3.00 per share.