DOUGHERTY DAVID F 4
4 · CONVERGYS CORP · Filed Apr 28, 2004
Insider Transaction Report
Form 4
DOUGHERTY DAVID F
DirectorPresident, CEO
Transactions
- Award
Common Shares
2004-04-27$15.18/sh+31,000$470,425→ 108,000 total
Holdings
- 673,936
Option
Exercise: $0.00→ Common Shares (0 underlying) - 80,690.445
Phantom Share Unit
Exercise: $0.00→ Common Shares (0 underlying) - 2,200(indirect: By Spouse)
Common Shares
- 3,957.119(indirect: By Trust)
Common Shares
Footnotes (6)
- [F1]Grant of restricted stock units under the Convergys 1998 Long Term Incentive Plan, which is a Rule 16b-3 Plan.
- [F2]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F3]Option shares granted under the Convergys 1998 Long Term Incentive Plan, which is a Rule 16b-3 Plan.
- [F4]Right to buy.
- [F5]Option shares granted on various dates under the Convergys 1998 Long Term Incentive Plan, which is a Rule 16b-3 Plan.
- [F6]Acquired on various dates between January 1 and March 5, 2004 pursuant to the Convergys Corporation Executive Deferred Compensation Plan, at prices ranging from $15.26 and $19.96 per share. Phantom shares are payable in cash or common shares of the Company upon termination of employment.