4//SEC Filing
REDENVELOPE INC 4
Accession 0001209191-04-027636
CIK 0001236038operating
Filed
May 23, 8:00 PM ET
Accepted
May 24, 7:29 PM ET
Size
13.9 KB
Accession
0001209191-04-027636
Insider Transaction Report
Form 4
REDENVELOPE INCREDE
DUNN MICHAEL E
Director
Transactions
- Exercise of In-Money
Common Stock
2004-05-21$1.52/sh+13,514$20,572→ 13,514 total - Exercise of In-Money
Option (Right to Purchase)
2004-05-21−6,757→ 0 totalExercise: $1.52→ Common Stock (6,757 underlying)
Footnotes (5)
- [F1]The reporting person is a party to an option agreement under which Scott Galloway has agreed to sell to the reporting person 6,757 shares of Common Stock of the Issuer upon exercise of the option by the reporting person. The reporting person filed a Form 3 on September 23, 2003 and a Form 4 on September 30, 2003, each of which incorrectly stated that, under the option agreements, Scott Galloway and R. Ian Chaplin had agreed to sell to the reporting person 12,532 shares of Series A Preferred Stock of the Issuer, or Common Stock of the Issuer upon the closing of the Issuer's initial public offering, upon exercise of the option by the reporting person.
- [F2]Immediately exercisable.
- [F3]The option expires on the earlier to occur of (a) February 28, 2009 and (b) 60 days following the termination of Mr. Dunn's employment with Prophet Brand Strategies.
- [F4]Per SEC instruction, column left blank.
- [F5]The reporting person is a party to an option agreement under which R. Ian Chaplin has agreed to sell to the reporting person 6,757 shares of Common Stock of the Issuer upon exercise of the option by the reporting person. The reporting person filed a Form 3 on September 23, 2003 and a Form 4 on September 30, 2003, each of which incorrectly stated that, under the option agreements, Scott Galloway and R. Ian Chaplin had agreed to sell to the reporting person 12,532 shares of Series A Preferred Stock of the Issuer, or Common Stock of the Issuer upon the closing of the Issuer's initial public offering, upon exercise of the option by the reporting person.
Issuer
REDENVELOPE INC
CIK 0001236038
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001236038
Filing Metadata
- Form type
- 4
- Filed
- May 23, 8:00 PM ET
- Accepted
- May 24, 7:29 PM ET
- Size
- 13.9 KB