BROCADE COMMUNICATIONS SYSTEMS INC 4
4 · BROCADE COMMUNICATIONS SYSTEMS INC · Filed Jun 1, 2004
Insider Transaction Report
Form 4
Transactions
- Other
Common Stock
2004-05-28$5.06/sh+4,174$21,110→ 14,675 total
Holdings
- 108,000(indirect: By Foundation)
Common Stock
- 110,000
Non-qualified Stock Option (right to buy)
Exercise: $6.54From: 2003-07-10Exp: 2013-07-10→ Common Stock (110,000 underlying) - 87,280
Non-qualified Stock Option (right to buy)
Exercise: $6.54From: 2003-07-10Exp: 2013-07-10→ Common Stock (87,280 underlying) - 200,000
Non-qualified Stock Option (right to buy)
Exercise: $5.53From: 2003-09-15Exp: 2010-08-15→ Common Stock (200,000 underlying) - 162,000(indirect: By Partnrship)
Common Stock
- 177,334
Non-qualified Stock Option (right to buy)
Exercise: $6.54From: 2003-07-10Exp: 2013-07-10→ Common Stock (177,334 underlying) - 2,180,762(indirect: By Trust)
Common Stock
- 6,736(indirect: By Son)
Common Stock
- 42,945
Non-qualified Stock Option (right to buy)
Exercise: $6.54From: 2003-07-10Exp: 2013-07-10→ Common Stock (42,945 underlying) - 5,996
Non-qualified Stock Option (right to buy)
Exercise: $6.54From: 2003-07-10Exp: 2013-07-10→ Common Stock (5,996 underlying) - 268,000
Incentive Stock Option (right to buy)
Exercise: $0.63From: 2000-02-26Exp: 2009-02-26→ Common Stock (268,000 underlying)
Footnotes (13)
- [F1]Beneficial ownership disclosure only. Shares held by the Bonderson Family Living Trust DTD 6/28/94, over which Reporting Person and his spouse exercise investment and voting control.
- [F10]Beneficial ownership disclosure only. 47,607 options vest monthly from November 1, 2003 through November 1, 2004; 39,673 options vest monthly from November 1, 2004 through November 1, 2005.
- [F11]Beneficial ownership disclosure only. 5,996 options vest on July 10, 2003.
- [F12]Beneficial ownership disclosure only. Options vest monthly from September 15, 2003 through August 15, 2007.
- [F13]Beneficial ownership disclosure only. 67,000 options vest on February 26, 2000; 201,000 options vest monthly from March 26, 2000 through February 26, 2003.
- [F2]Beneficial ownership disclosure only. Shares held by the Bonderson Family Foundation, over which the Reporting Person and his spouse exercise investment and voting control.
- [F3]Beneficial ownership disclosure only. Shares held by the PRB Family Partners LP, over which Reporting Person and his spouse exercise investment and voting control.
- [F4]Beneficial ownership disclosure only. Shares held by the Reporting Person's son, as to which Reporting Person disclaims beneficial ownership.
- [F5]Beneficial ownership disclosure only. Shares held by the Reporting Person's daughter, as to which Reporting Person disclaims beneficial ownership.
- [F6]Shares were acquired under Section 423 Employee Stock Purchase Plan.
- [F7]Beneficial ownership disclosure only. 157,593 options vest on July 10, 2003; 19,741 options vest monthly from August 1, 2003 through November 1, 2003.
- [F8]Beneficial ownership disclosure only. 60,000 options vest monthly from November 1, 2003 through November 1, 2004; 50,000 options vest monthly from November 1, 2004 through November 1, 2005.
- [F9]Beneficial ownership disclosure only. 38,164 options vest on July 10, 2003; 4,781 options vest monthly from August 1, 2003 through November 1, 2003.