GUTIERREZ DONALD A 4
4 · LAMSON & SESSIONS CO · Filed Aug 6, 2004
Insider Transaction Report
Form 4
GUTIERREZ DONALD A
Senior Vice President
Transactions
- Tax Payment
COMMON STOCK
2004-06-02$7.88/sh−415$3,270→ 13,266 total - Award
Stock Option (Right to Buy Common Stock)
2004-04-30+25,000→ 25,000 totalExercise: $6.47From: 2005-04-30Exp: 2014-04-30→ Common Stock (25,000 underlying) - Tax Payment
COMMON STOCK
2004-06-02$7.88/sh−2,077$16,367→ 2,167 total(indirect: See Footnote)
Holdings
- 5,555(indirect: See Footnote)
COMMON STOCK
Footnotes (4)
- [F1]Total adjusted to reflect addition of 2,493 shares distributed to Reporting Person from the Trust under The Lamson & Sessions Co. Deferred Compensation Plan for Executive Officers (the "Trust") as of June 2, 2004. Total also includes 433 restricted shares (grant previously reported) vesting on February 18, 2006.
- [F2]Balance held by the Trust as of June 2, 2004. Total adjusted to reflect distribution of 2,493 shares from the Trust to the Reporting Person, who now holds them directly.
- [F3]Held under The Lamson & Sessions Co. Deferred Savings Plan (the "401(k) Plan"), exempt under Rule 16b-3(c). Total adjusted to reflect ongoing acquisitions under the 401(k) Plan since Reporting Person's last report.
- [F4]Grant to Reporting Person of option to buy 25,000 shares of the Company's Common Stock, exercisable over three years as follows: one-third on April 30, 2005; one-third on April 30, 2006; and one-third on April 30, 2007, with number of shares vested in each year rounded to the nearest whole share.