Hojel Phyllis S 4
4 · CHALONE WINE GROUP LTD · Filed Sep 9, 2004
Insider Transaction Report
Form 4
Hojel Phyllis S
10% Owner
Transactions
- Conversion
Common Stock
2004-08-21$9.42/sh+344,454$3,244,998→ 2,562,608 total(indirect: By Partnership) - Conversion
9% Convertible Subordinated Promissory Note due 2004
2004-08-21$9.42/sh−2,750,000$25,906,925→ 0 total(indirect: By Partnership)Exercise: $9.42From: 2004-08-21Exp: 2004-08-21→ Common Stock (344,454 underlying)
Footnotes (3)
- [F1]The reporting person disclaims beneficial ownership in excess of the reporting person's pecuniary interest in the securities listed.
- [F2]The common stock is held by SFI Intermediate Ltd., of which GHA 1 Holdings, Inc. is a general partner. The reporting person is sole stockholder and director of GHA 1 Holdings, Inc.
- [F3]Number of shares issued upon conversion in respect of principal and accrued interest on the convertible note.