Home/Filings/4/0001209191-04-044169
4//SEC Filing

ELLIS KATHERINE P 4

Accession 0001209191-04-044169

CIK 0001057693other

Filed

Sep 12, 8:00 PM ET

Accepted

Sep 13, 2:10 PM ET

Size

8.1 KB

Accession

0001209191-04-044169

Insider Transaction Report

Form 4
Period: 2004-09-09
ELLIS KATHERINE P
Senior Vice President
Transactions
  • Award

    STOCK OPTION (Right to Buy)

    2004-09-09+9,4000 total
    Exercise: $8.05Exp: 2014-09-09Common Stock (9,400 underlying)
  • Award

    Common Stock

    2004-09-09$8.05/sh+5,288$42,5955,288 total
Footnotes (2)
  • [F1]Restrictions on this grant of restricted stock lapse (a) on the date that the Company has achieved an earnings per share of at least $1.00 calculated on a trailing twelve months basis as of the last day of a quarter, for three consecutive quarters; provided that (i) earnings per share may be normalized in certain circumstances and (ii) the recipient has continuously served as an employee from the date of the award until such date or, (b) if earlier, pursuant to the applicable plan or upon occurrence of a Corporate Change as defined in such plan, provided, in either case, that the employee has been continuously employed by the Company or a subsidiary on such date or the date of such Corporate Change.
  • [F2]Stock options vest in 1/3 increments on the first, second and third anniversaries of the date of grant, subject to continued employment by the Company or a subsidiary on the applicable date.

Issuer

NATCO GROUP INC

CIK 0001057693

Entity typeother

Related Parties

1
  • filerCIK 0001251936

Filing Metadata

Form type
4
Filed
Sep 12, 8:00 PM ET
Accepted
Sep 13, 2:10 PM ET
Size
8.1 KB