Home/Filings/4/0001209191-04-047426
4//SEC Filing

HANDAL PETER V 4

Accession 0001209191-04-047426

CIK 0000769644other

Filed

Oct 4, 8:00 PM ET

Accepted

Oct 5, 2:54 PM ET

Size

23.8 KB

Accession

0001209191-04-047426

Insider Transaction Report

Form 4
Period: 2004-10-04
Transactions
  • Disposition to Issuer

    Common Stock

    2004-10-04$27.72/sh18,837$522,1620 total
  • Disposition to Issuer

    Phantom Stock Units

    2004-10-04$27.72/sh23,703$657,0470 total
    Common Stock (23,703 underlying)
  • Disposition to Issuer

    Director Stock Option (Right to Buy)

    2004-10-04$7.75/sh1,571$12,1830 total
    Exercise: $19.96From: 2005-01-01Exp: 2014-01-01Common Stock (1,571 underlying)
  • Disposition to Issuer

    Director Stock Option (Right to Buy)

    2004-10-04$10.78/sh2,500$26,9560 total
    Exercise: $16.94From: 2000-01-01Exp: 2009-01-01Common Stock (2,500 underlying)
  • Disposition to Issuer

    Director Stock Option (Right to Buy)

    2004-10-04$1.59/sh1,500$2,3930 total
    Exercise: $26.13From: 1998-01-01Exp: 2007-01-01Common Stock (1,500 underlying)
Footnotes (4)
  • [F1]Reflects disposition of shares in exchange for the cash price indicated pursuant to the Agreement and Plan of Merger between Luxottica Group S.p.A., Colorado Acquisition Corporation and Cole National Corporation, as amended (the "Merger Agreement").
  • [F2]Reflects disposition of options in exchange for the cash price indicated, which represents the difference between the exercise price and the merger price, pursuant to the Merger Agreement.
  • [F3]One-for-One.
  • [F4]Reflects disposition of phantom stock units in exchange for the cash price indicated, pursuant to the Merger Agreement. The units reflected Common Shares underlying deferred compensation credited to the account of the Reporting Person under the Cole National Corporation Nonemployee Director Equity and Deferred Compensation Plan. Each phantom stock unit was generally distributable following termination of service as a director.

Issuer

COLE NATIONAL CORP /DE/

CIK 0000769644

Entity typeother

Related Parties

1
  • filerCIK 0001226498

Filing Metadata

Form type
4
Filed
Oct 4, 8:00 PM ET
Accepted
Oct 5, 2:54 PM ET
Size
23.8 KB