HOLT ANN 4
4 · COLE NATIONAL CORP /DE/ · Filed Oct 5, 2004
Insider Transaction Report
Form 4
HOLT ANN
Sr. Vice President
Transactions
- Disposition to Issuer
Common Stock
2004-10-04$27.72/sh−97.143$2,693→ 0 total - Disposition to Issuer
Employee Stock Option (Right to Buy)
2004-10-04$21.47/sh−5,000$107,350→ 0 totalExercise: $6.25Exp: 2010-06-05→ Common Stock (5,000 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2004-10-04$19.74/sh−9,000$177,660→ 0 totalExercise: $7.98Exp: 2013-06-02→ Common Stock (9,000 underlying) - Disposition to Issuer
Common Stock
2004-10-04$27.72/sh−217.37$6,025→ 0 total(indirect: By 401(k)) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2004-10-04$8.72/sh−10,000$87,200→ 0 totalExercise: $19.00Exp: 2012-04-11→ Common Stock (10,000 underlying) - Disposition to Issuer
Phantom Stock Units
2004-10-04$27.72/sh−893.94$24,780→ 0 total→ Common Stock (893.94 underlying)
Footnotes (8)
- [F1]Reflects disposition of shares in exchange for the cash price indicated pursuant to the Agreement and Plan of Merger between Luxottica Group S.p.A., Colorado Acquisition Corporation and Cole National Corporation, as amended (the "Merger Agreement").
- [F2]Held by 401(k) Plan.
- [F3]Reflects disposition of options in exchange for the cash price indicated, which represents the difference between the exercise price and the merger price, pursuant to the Merger Agreement.
- [F4]The option vested on successive anniversaries of the date of grant as follows: 1/4 on 6/5/01; 1/4 on 6/5/02; 1/4 on 6/5/03 and the remaining 1/4 on 6/5/04.
- [F5]The option vested on succeesive anniversaries of the date of grant as follows: 1/4 on 3/29/02; 1/4 on 3/29/03; 1/4 on 3/29/04 and the remaining 1/4 would otherwise vest on 3/29/05.
- [F6]The option vested on successive anniversaries of the date of grant as follows: 1/4 on 4/11/03; 1/4 on 4/11/04; and would otherwise vest as follows: 1/4 on 4/11/05 and the remaining on 4/11/06.
- [F7]The option vested on successive anniversaries of the date of grant as follows: 1/4 on 6/2/04; and would otherwise vest as follows: 1/4 on 6/2/05; 1/4 on 6/2/06 and the remaining 1/4 on 6/2/07.
- [F8]Reflects disposition of phantom stock units in exchange for the cash price indicated, pursuant to the Merger Agreement. The units reflected Common Shares underlying deferred compensation credited to the account of the Reporting Person under the Cole National Group, Inc. Deferred Compensation Plan for Executives and other Senior Management. Each phantom stock unit was generally distributable at retirement.