Earnings Feed
Start Free
Home/Filings/4/0001209191-04-048994
4//SEC Filing

FIRST RESERVE GP IX L P 4

Accession 0001209191-04-048994

CIK 0001171486other
View on SEC.govCompany Profile

Filed

Oct 19, 8:00 PM ET

Accepted

Oct 20, 2:49 PM ET

Size

26.0 KB

Accession

0001209191-04-048994

Insider Transaction Report

Form 4
Period: 2004-10-18
NATURAL RESOURCE PARTNERS LPNRP
FRC WPP GP LLC
10% Owner
Transactions
  • Exercise/Conversion

    Common Units

    2004-10-18+1,358→ 1,358 total(indirect: See Remarks and FN)
  • Disposition to Issuer

    Common Units

    2004-10-18$43.50/sh−1,358$59,073→ 0 total(indirect: See Remarks and FN)
  • Exercise/Conversion

    Phantom Units

    2004-10-18−1,358→ 0 total(indirect: See Remarks and FN)
    From: 2004-10-18Exp: 2004-10-18→ Common Units (1,358 underlying)
Holdings

  • Phantom Units

    (indirect: SeeRemarks and FN)
    From: 2005-10-18Exp: 2005-10-18→ Common Units (1,358 underlying)
    1,358

  • Phantom Units

    (indirect: See Remarks and FN)
    From: 2007-02-11Exp: 2007-02-11→ Common Units (1,350 underlying)
    1,350
KRUEGER ALEX T
Director
Transactions
  • Exercise/Conversion

    Common Units

    2004-10-18+1,358→ 1,358 total(indirect: See Remarks and FN)
  • Disposition to Issuer

    Common Units

    2004-10-18$43.50/sh−1,358$59,073→ 0 total(indirect: See Remarks and FN)
  • Exercise/Conversion

    Phantom Units

    2004-10-18−1,358→ 0 total(indirect: See Remarks and FN)
    From: 2004-10-18Exp: 2004-10-18→ Common Units (1,358 underlying)
Holdings

  • Phantom Units

    (indirect: See Remarks and FN)
    From: 2007-02-11Exp: 2007-02-11→ Common Units (1,350 underlying)
    1,350

  • Phantom Units

    (indirect: SeeRemarks and FN)
    From: 2005-10-18Exp: 2005-10-18→ Common Units (1,358 underlying)
    1,358
FRC NRP A V HOLDINGS L P
10% Owner
Transactions
  • Exercise/Conversion

    Phantom Units

    2004-10-18−1,358→ 0 total(indirect: See Remarks and FN)
    From: 2004-10-18Exp: 2004-10-18→ Common Units (1,358 underlying)
  • Exercise/Conversion

    Common Units

    2004-10-18+1,358→ 1,358 total(indirect: See Remarks and FN)
  • Disposition to Issuer

    Common Units

    2004-10-18$43.50/sh−1,358$59,073→ 0 total(indirect: See Remarks and FN)
Holdings

  • Phantom Units

    (indirect: SeeRemarks and FN)
    From: 2005-10-18Exp: 2005-10-18→ Common Units (1,358 underlying)
    1,358

  • Phantom Units

    (indirect: See Remarks and FN)
    From: 2007-02-11Exp: 2007-02-11→ Common Units (1,350 underlying)
    1,350
FRC WPP NRP INVESTMENT L P
10% Owner
Transactions
  • Exercise/Conversion

    Common Units

    2004-10-18+1,358→ 1,358 total(indirect: See Remarks and FN)
  • Disposition to Issuer

    Common Units

    2004-10-18$43.50/sh−1,358$59,073→ 0 total(indirect: See Remarks and FN)
  • Exercise/Conversion

    Phantom Units

    2004-10-18−1,358→ 0 total(indirect: See Remarks and FN)
    From: 2004-10-18Exp: 2004-10-18→ Common Units (1,358 underlying)
Holdings

  • Phantom Units

    (indirect: SeeRemarks and FN)
    From: 2005-10-18Exp: 2005-10-18→ Common Units (1,358 underlying)
    1,358

  • Phantom Units

    (indirect: See Remarks and FN)
    From: 2007-02-11Exp: 2007-02-11→ Common Units (1,350 underlying)
    1,350
FIRST RESERVE GP IX INC
Director10% Owner
Transactions
  • Disposition to Issuer

    Common Units

    2004-10-18$43.50/sh−1,358$59,073→ 0 total(indirect: See Remarks and FN)
  • Exercise/Conversion

    Phantom Units

    2004-10-18−1,358→ 0 total(indirect: See Remarks and FN)
    From: 2004-10-18Exp: 2004-10-18→ Common Units (1,358 underlying)
  • Exercise/Conversion

    Common Units

    2004-10-18+1,358→ 1,358 total(indirect: See Remarks and FN)
Holdings

  • Phantom Units

    (indirect: SeeRemarks and FN)
    From: 2005-10-18Exp: 2005-10-18→ Common Units (1,358 underlying)
    1,358

  • Phantom Units

    (indirect: See Remarks and FN)
    From: 2007-02-11Exp: 2007-02-11→ Common Units (1,350 underlying)
    1,350
FRC NRP INC
10% Owner
Transactions
  • Disposition to Issuer

    Common Units

    2004-10-18$43.50/sh−1,358$59,073→ 0 total(indirect: See Remarks and FN)
  • Exercise/Conversion

    Common Units

    2004-10-18+1,358→ 1,358 total(indirect: See Remarks and FN)
  • Exercise/Conversion

    Phantom Units

    2004-10-18−1,358→ 0 total(indirect: See Remarks and FN)
    From: 2004-10-18Exp: 2004-10-18→ Common Units (1,358 underlying)
Holdings

  • Phantom Units

    (indirect: SeeRemarks and FN)
    From: 2005-10-18Exp: 2005-10-18→ Common Units (1,358 underlying)
    1,358

  • Phantom Units

    (indirect: See Remarks and FN)
    From: 2007-02-11Exp: 2007-02-11→ Common Units (1,350 underlying)
    1,350
FIRST RESERVE GP IX L P
10% Owner
Transactions
  • Exercise/Conversion

    Phantom Units

    2004-10-18−1,358→ 0 total(indirect: See Remarks and FN)
    From: 2004-10-18Exp: 2004-10-18→ Common Units (1,358 underlying)
  • Exercise/Conversion

    Common Units

    2004-10-18+1,358→ 1,358 total(indirect: See Remarks and FN)
  • Disposition to Issuer

    Common Units

    2004-10-18$43.50/sh−1,358$59,073→ 0 total(indirect: See Remarks and FN)
Holdings

  • Phantom Units

    (indirect: SeeRemarks and FN)
    From: 2005-10-18Exp: 2005-10-18→ Common Units (1,358 underlying)
    1,358

  • Phantom Units

    (indirect: See Remarks and FN)
    From: 2007-02-11Exp: 2007-02-11→ Common Units (1,350 underlying)
    1,350
FIRST RESERVE FUND IX L P
10% Owner
Transactions
  • Exercise/Conversion

    Common Units

    2004-10-18+1,358→ 1,358 total(indirect: See Remarks and FN)
  • Disposition to Issuer

    Common Units

    2004-10-18$43.50/sh−1,358$59,073→ 0 total(indirect: See Remarks and FN)
  • Exercise/Conversion

    Phantom Units

    2004-10-18−1,358→ 0 total(indirect: See Remarks and FN)
    From: 2004-10-18Exp: 2004-10-18→ Common Units (1,358 underlying)
Holdings

  • Phantom Units

    (indirect: SeeRemarks and FN)
    From: 2005-10-18Exp: 2005-10-18→ Common Units (1,358 underlying)
    1,358

  • Phantom Units

    (indirect: See Remarks and FN)
    From: 2007-02-11Exp: 2007-02-11→ Common Units (1,350 underlying)
    1,350
Footnotes (6)
  • [F1]The phantom units were granted to Alex T. Krueger under the Issuer's long term incentive plan.
  • [F2]Upon vesting, the phantom units were paid in cash on a one for one basis of common units based on the market value of the common units ($43.50) on the date of the vesting (October 18, 2004).
  • [F3]The phantom units reported on this Form 4 were granted to Alex T. Krueger in his capacity as a director of GP Natural Resource Partners LLC, which is the general partner of NRP (GP) LP, which is the general partner of the Issuer. Mr. Krueger was appointed as a director of GP Natural Resource Partners LLC by FRC-WPP NRP Investment L.P. (the "Appointer"), pursuant to an Investor Rights Agreement dated December 22, 2003.
  • [F4]The Fund Entities are entitled to a portion of the profits from any sale of Issuer securities held by Mr. Krueger, and therefore share beneficial ownership of any such securities, including phantom units. Mr. Krueger disclaims any beneficial ownership of any securities of the Issuer held by the FRC Entities.
  • [F5]The common units were deemed to have been purchased and sold on the date of vesting of the phantom units listed in Table II.
  • [F6]The phantom units will be paid in cash based on the market value of the common units on the date of vesting.

Documents

1 file

Issuer

NATURAL RESOURCE PARTNERS LP

CIK 0001171486

→
Entity typeother

Related Parties

1
  • filerCIK 0001233496

Filing Metadata

Form type
4
Filed
Oct 19, 8:00 PM ET
Accepted
Oct 20, 2:49 PM ET
Size
26.0 KB
View on SEC.gov