FIRST RESERVE GP IX L P 4/A
4/A · QUANTA SERVICES INC · Filed Dec 13, 2004
Insider Transaction Report
Form 4/AAmended
FIRST RESERVE GP IX INC
10% Owner
Transactions
- Sale
Common Stock
2004-12-09$7.00/sh−3,692,000$25,844,000→ 15,161,052 total(indirect: See FN)
Footnotes (4)
- [F1]The sale of shares as reported on this Form 4 were made by First Reserve Fund IX, L.P.
- [F2]Consists of (i) 15,099,204 shares of Common Stock held directly by First Reserve Fund IX, L.P.; (ii) 45,187 shares of Common Stock issued to Ben A. Guill in his capacity as a director of the Issuer; and (iii) 16,661 shares of Common Stock held of record by Thomas Sikorski, a former director of the Issuer (See Footnote 3), for an aggregate of 15,161,052 shares of Common Stock. The Fund Entities (as defined in Footnote 4) have an interest in a portion of the proceeds from the aforementioned common stock issued to Messrs. Guill and Sikorski. Messrs. Guill and Sikorski disclaim beneficial ownership of any securities of the Issuer held by the Fund Entities.
- [F3]As previously reported on November 30, 2004, Mr. Sikorski resigned as a director of the Issuer. As a result of his resignation, Mr. Sikorski forfeited to the Issuer 45,062 shares of unvested restricted stock, resulting in Mr. Sikorski being the record holder of 16,661 shares of common stock of the Issuer. Although this disposition to the Issuer is exempt from reporting pursuant to Section 16b-3(e) of the Securities Exchange Act of 1934, as amended, it is mentioned here for clarification.
- [F4]This Form 4 is being filed on behalf of First Reserve GP IX, Inc. ("GP IX Inc."), First Reserve GP IX, L.P. ("GP IX"), and First Reserve Fund IX, L.P. ("Fund IX"), each as 10% beneficial owners (collectively the "Fund Entities"). GP IX is the general partner of Fund IX and may be deemed to beneficially own all of the shares of Common Stock owned by Fund IX. GP IX Inc., as the general partner of GP IX, may be deemed to beneficially own all of the shares of Common Stock owned by Fund IX.