4//SEC Filing
ALTA EMBARCADERO PARTNERS III LLC 4
Accession 0001209191-05-002440
CIK 0001108185other
Filed
Jan 9, 7:00 PM ET
Accepted
Jan 10, 1:55 PM ET
Size
15.9 KB
Accession
0001209191-05-002440
Insider Transaction Report
Form 4
GRUENER GARRETT
10% Owner
Transactions
- Purchase
Series A-2 Preferred Stock
2005-01-07+11,363,636→ 47,727,272 total→ Common Stock (11,363,636 underlying)
JANNEY DANIEL
10% Owner
Transactions
- Purchase
Series A-2 Preferred Stock
2005-01-07+11,363,636→ 47,727,272 total→ Common Stock (11,363,636 underlying)
ALTA CALIFORNIA PARTNERS III LP
10% Owner
Transactions
- Purchase
Series A-2 Preferred Stock
2005-01-07+11,363,636→ 47,727,272 total→ Common Stock (11,363,636 underlying)
Transactions
- Purchase
Series A-2 Preferred Stock
2005-01-07+11,363,636→ 47,727,272 total→ Common Stock (11,363,636 underlying)
ALTA PARTNERS II INC
10% Owner
Transactions
- Purchase
Series A-2 Preferred Stock
2005-01-07+11,363,636→ 47,727,272 total→ Common Stock (11,363,636 underlying)
NOHRA GUY P
10% Owner
Transactions
- Purchase
Series A-2 Preferred Stock
2005-01-07+11,363,636→ 47,727,272 total→ Common Stock (11,363,636 underlying)
ALTA EMBARCADERO PARTNERS III LLC
10% Owner
Transactions
- Purchase
Series A-2 Preferred Stock
2005-01-07+11,363,636→ 47,727,272 total→ Common Stock (11,363,636 underlying)
Footnotes (4)
- [F1]Alta California Partners III, L.P. purchased 120,917 shares of Series A-2 Preferred Stock and Alta Embarcadero Partners III, LLC purchased 4,083 shares of Series A-2 Preferred Stock. The purchase price of the Series A-2 Preferred Stock is $10.00 per share. The Series A-2 Preferred Stock is convertible into Common Stock on a 1:90.90909 basis.
- [F2]Immediately
- [F3]N/A
- [F4]Alta Partners II, Inc. ("APII") provides investment advisory services to several venture capital funds including Alta California Partners III, L.P.("ACPIII") & Alta Embarcadero Partners III, LLC ("AEPIII"). The managing directors ("md") of Alta California Management Partners III, LLC ("ACMPIII")(which is the general partner ("gp") of ACPIII) & the managers of AEPIII exercise sole voting & investment power with respect to the shares owned by such funds. Garrett Gruener, Guy Nohra & Daniel Janney (collectively known as the "principals") are md of ACMPIII (which is the gp of ACPIII) & mangers of AEPIII. As md & managers of such funds, they may be deemed to to share voting & investment powers over the shares held by such funds. Certain principals of APII are directors & members of ACMPIII, they disclaim beneficial ownership of all such shares held by the foregoing funds except to the extent of their proportionate pecuniary interests therein.
Documents
Issuer
OCCAM NETWORKS INC/DE
CIK 0001108185
Entity typeother
Related Parties
1- filerCIK 0001163150
Filing Metadata
- Form type
- 4
- Filed
- Jan 9, 7:00 PM ET
- Accepted
- Jan 10, 1:55 PM ET
- Size
- 15.9 KB