MANSFIELD KATHRYN 4/A

4/A · TARRAGON CORP · Filed Jan 19, 2005

Form 4/AAmended

Period: 2004-12-03

Executive VP & Secretary

Transactions

Award
Stock Appreciation Right
2004-12-03+15,000→ 15,000 total
Exercise: $12.54From: 2005-12-03Exp: 2014-12-02→ Common Stock (15,000 underlying)

Holdings

Stock Option
Exercise: $6.36From: 2003-01-09Exp: 2012-01-08→ Common Stock (2,063 underlying)
2,063
Stock Option
Exercise: $8.13From: 2004-01-01Exp: 2012-12-31→ Common Stock (9,375 underlying)
9,375
Stock Option
Exercise: $12.50From: 2004-12-19Exp: 2013-12-18→ Common Stock (3,750 underlying)
3,750
Stock Option
Exercise: $4.76From: 1999-12-15Exp: 2008-12-14→ Common Stock (6,806 underlying)
6,806
Common Stock
(indirect: See Footnote 2)
1,188
Common Stock
1,076
Stock Option
Exercise: $4.24From: 1998-05-18Exp: 2008-05-17→ Common Stock (22,688 underlying)
22,688
Stock Option
Exercise: $5.04From: 2001-12-20Exp: 2010-12-19→ Common Stock (11,344 underlying)
11,344

Footnotes (6)

[F1]Stock held by Kathryn Mansfield as Custodian for Ashlyn Elizabeth Mansfield, her minor child.
[F2]Stock held by spouse, Robert K. Mansfield as Custodian for Robert Colin Mansfield, the minor child of Kathryn and Robert K. Mansfield.
[F3]Options vest 33.33% on the date indicated, and 33.33% per year thereafter.
[F4]Options vest 20% on the date indicated, and 20% per year thereafter.
[F5]Stock Appreciation Rights vest 33.33% on the date indicated, and 33.33% per year thereafter.
[F6]Award of Stock Appreciation Right for 15,000 shares at a strike price of $12.54 per share. Value on exercise measured by the difference between the strike price on date of grant and the fair market value on date of exercise, not to exceed $15 per share, times the number of shares exercised, payable in shares of common stock.

Documents

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