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3/A//SEC Filing

FREMONT ACQUISITION CO 11 LLC 3/A

Accession 0001209191-05-005516

CIK 0000831967other
View on SEC.govCompany Profile

Filed

Jan 30, 7:00 PM ET

Accepted

Jan 31, 12:17 PM ET

Size

34.8 KB

Accession

0001209191-05-005516

Insider Transaction Report

Form 3/AAmended
Period: 2004-02-23
KINETIC CONCEPTS INC /TX/KCI
FREMONT PARTNERS LP
10% Owner
Holdings

  • Common Stock

    8,655,164

  • Common Stock

    2,125,327

  • Stock Option (right to buy)

    (indirect: see footnotes)
    Exercise: $17.00Exp: 2010-08-11→ Common Stock (2,941 underlying)

  • Series A Convertible Preferred Stock

    Exercise: $17.00→ Common Stock (2,951,242 underlying)

  • Common Stock

    2,154,187

  • Common Stock

    3,318,502

  • Common Stock

    (indirect: see footnotes)
    3,529
FREMONT INVESTORS INC
10% Owner
Holdings

  • Common Stock

    8,655,164

  • Common Stock

    3,318,502

  • Common Stock

    2,154,187

  • Series A Convertible Preferred Stock

    Exercise: $17.00→ Common Stock (2,951,242 underlying)

  • Common Stock

    2,125,327

  • Common Stock

    (indirect: see footnotes)
    3,529

  • Stock Option (right to buy)

    (indirect: see footnotes)
    Exercise: $17.00Exp: 2010-08-11→ Common Stock (2,941 underlying)
FP ADVISORS LLC
10% Owner
Holdings

  • Common Stock

    (indirect: see footnotes)
    3,529

  • Common Stock

    3,318,502

  • Common Stock

    2,154,187

  • Common Stock

    8,655,164

  • Common Stock

    2,125,327

  • Stock Option (right to buy)

    (indirect: see footnotes)
    Exercise: $17.00Exp: 2010-08-11→ Common Stock (2,941 underlying)

  • Series A Convertible Preferred Stock

    Exercise: $17.00→ Common Stock (2,951,242 underlying)
FREMONT GROUP LLC
10% Owner
Holdings

  • Common Stock

    8,655,164

  • Common Stock

    2,154,187

  • Common Stock

    (indirect: see footnotes)
    3,529

  • Stock Option (right to buy)

    (indirect: see footnotes)
    Exercise: $17.00Exp: 2010-08-11→ Common Stock (2,941 underlying)

  • Series A Convertible Preferred Stock

    Exercise: $17.00→ Common Stock (2,951,242 underlying)

  • Common Stock

    3,318,502

  • Common Stock

    2,125,327
FREMONT ACQUISITION CO IIA LLC
10% Owner
Holdings

  • Common Stock

    2,154,187

  • Common Stock

    3,318,502

  • Common Stock

    (indirect: see footnotes)
    3,529

  • Common Stock

    8,655,164

  • Stock Option (right to buy)

    (indirect: see footnotes)
    Exercise: $17.00Exp: 2010-08-11→ Common Stock (2,941 underlying)

  • Series A Convertible Preferred Stock

    Exercise: $17.00→ Common Stock (2,951,242 underlying)

  • Common Stock

    2,125,327
FREMONTKCI CO INVESTMENT CO LLC
10% Owner
Holdings

  • Common Stock

    8,655,164

  • Common Stock

    3,318,502

  • Common Stock

    2,154,187

  • Stock Option (right to buy)

    (indirect: see footnotes)
    Exercise: $17.00Exp: 2010-08-11→ Common Stock (2,941 underlying)

  • Common Stock

    2,125,327

  • Series A Convertible Preferred Stock

    Exercise: $17.00→ Common Stock (2,951,242 underlying)

  • Common Stock

    (indirect: see footnotes)
    3,529
FP ADVISORS III LLC
10% Owner
Holdings

  • Common Stock

    8,655,164

  • Common Stock

    2,154,187

  • Common Stock

    3,318,502

  • Common Stock

    2,125,327

  • Stock Option (right to buy)

    (indirect: see footnotes)
    Exercise: $17.00Exp: 2010-08-11→ Common Stock (2,941 underlying)

  • Common Stock

    (indirect: see footnotes)
    3,529

  • Series A Convertible Preferred Stock

    Exercise: $17.00→ Common Stock (2,951,242 underlying)
FREMONT ACQUISITION CO 11 LLC
10% Owner
Holdings

  • Common Stock

    8,655,164

  • Common Stock

    2,154,187

  • Common Stock

    2,125,327

  • Common Stock

    3,318,502

  • Stock Option (right to buy)

    (indirect: see footnotes)
    Exercise: $17.00Exp: 2010-08-11→ Common Stock (2,941 underlying)

  • Series A Convertible Preferred Stock

    Exercise: $17.00→ Common Stock (2,951,242 underlying)

  • Common Stock

    (indirect: see footnotes)
    3,529
FREMONT PARTNERS III SIDE BY SIDE LP
10% Owner
Holdings

  • Common Stock

    8,655,164

  • Common Stock

    2,154,187

  • Common Stock

    3,318,502

  • Common Stock

    2,125,327

  • Stock Option (right to buy)

    (indirect: see footnotes)
    Exercise: $17.00Exp: 2010-08-11→ Common Stock (2,941 underlying)

  • Common Stock

    (indirect: see footnotes)
    3,529

  • Series A Convertible Preferred Stock

    Exercise: $17.00→ Common Stock (2,951,242 underlying)
FREMONT PARTNERS III LLC
10% Owner
Holdings

  • Common Stock

    2,125,327

  • Common Stock

    8,655,164

  • Common Stock

    2,154,187

  • Common Stock

    3,318,502

  • Common Stock

    (indirect: see footnotes)
    3,529

  • Series A Convertible Preferred Stock

    Exercise: $17.00→ Common Stock (2,951,242 underlying)

  • Stock Option (right to buy)

    (indirect: see footnotes)
    Exercise: $17.00Exp: 2010-08-11→ Common Stock (2,941 underlying)
Footnotes (17)
  • [F1]These shares are owned directly by Fremont Acquisition Company II, L.L.C.
  • [F10]These shares were initially reported as directly beneficially owned by Fremont Partners III LLC, but the shares were issued to, and directly owned by, James T. Farrell, a director of the Issuer.
  • [F11]Mr. Farrell is a managing partner of Fremont Partners LLC and Fremont Partners III LLC. Mr. Farrell is required to provide Fremont Partners LLC and Fremont Partners III LLC with the benefit of any gain or loss realized from any securities of the Issuer issued to Mr. Farrell in his capacity as director. Each of Fremont Partners LLC, Fremont Partners III LLC and Mr. Farrell may be deemed to be the beneficial owner of such securities to the extent of its or his pro rata interest therein. Each of Fremont Partners LLC, Fremont Partners III LLC and Mr. Farrell disclaims beneficial ownership of the securities, except to the extent of any pecuniary interest therein.
  • [F12]The option vests in one-twelfth installments every three months over a period of three years beginning on November 11, 2003.
  • [F13]These securities were initially reported as issued to, and directly owned by, Fremont Partners but were issued to, and directly owned by, Mr. Jaunich.
  • [F14]Immediately.
  • [F15]No expiration date.
  • [F16]These shares are owned directly by Fremont Partners III, L.P. ("Fremont Partners III"). The shares may also be deemed to be owned indirectly by (i) FP Advisors III, L.P. ("FP Advisors III LP"), the general partner of Fremont Partners III, (ii) FP Advisors III, L.L.C. ("FP Advisors III"), the general partner of FP Advisors III LP, (iii) Fremont Group, the sponsoring member of FP Advisors III and (iv) Fremont Investors, the manager of Fremont Group. FP Advisors III LP, FP Advisors III, Fremont Group and Fremont Investors disclaim beneficial ownership of these shares, except to the extent of any pecuniary interest therein.
  • [F17]These shares are owned directly by Fremont Partners III Side-By-Side, L.P. ("Side-By-Side III"). The shares may also be deemed to be owned indirectly by (i) Fremont Group, the general partner of Side-By-Side III, and (ii) Fremont Investors, the manager of Fremont Group. Fremont Group and Fremont Investors disclaim beneficial ownership of these shares, except to the extent of any pecuniary interest therein.
  • [F2]The shares may also be deemed to be owned indirectly by (i) Fremont Partners, L.P. ("Fremont Partners"), the sole member of the limited liability company described in Note (1), (ii) FP Advisors, L.L.C. ("FP Advisors"), the general partner of Fremont Partners, (iii) Fremont Group, L.L.C. ("Fremont Group"), the managing member of FP Advisors and (iv) Fremont Investors, Inc. ("Fremont Investors"), the manager of Fremont Group. FP Advisors, Fremont Group and Fremont Investors disclaim beneficial ownership of these shares, except to the extent of any pecuniary interest therein.
  • [F3]These shares are owned directly by Fremont Acquisition Company IIA, L.L.C.
  • [F4]The shares may also be deemed to be owned indirectly by (i) FP Advisors, the non-member manager of the limited liability company described in Note (3) and the managing member of the limited liability companies described in Notes (5) and (6), (ii) Fremont Group, the managing member of FP Advisors and (iii) Fremont Investors, the manager of Fremont Group. FP Advisors, Fremont Group and Fremont Investors disclaim beneficial ownership of these shares, except to the extent of any pecuniary interest therein.
  • [F5]These shares are owned directly by Fremont-KCI Co-Investment Company, L.L.C.
  • [F6]These shares are owned directly by Fremont-KCI Co-Investment Company II, L.L.C.
  • [F7]These shares were initially reported as directly beneficially owned by Fremont Partners, L.L.C. ("Fremont Partners LLC") but the shares were issued to, and directly owned by, Robert Jaunich II, a director and Chairman of the Board of the Issuer.
  • [F8]Mr. Jaunich is a managing partner of Fremont Partners LLC and Fremont Partners III, L.L.C. ("Fremont Partners III LLC"). Mr. Jaunich is required to provide Fremont Partners LLC and Fremont Partners III LLC with the benefit of any gain or loss realized from any securities of the Issuer issued to Mr. Jaunich in his capacity as director. Each of Fremont Partners LLC, Fremont Partners III LLC and Mr. Jaunich may be deemed to be the beneficial owner of such securities to the extent of its or his pro rata interest therein. Each of Fremont Partners LLC, Fremont Partners III LLC and Mr. Jaunich disclaims beneficial ownership of the securities, except to the extent of any pecuniary interest therein.
  • [F9]As a result of the matters described in Notes (8) and (11), the securities may also be deemed to be owned indirectly by (i) Fremont Partners LLC, (ii) Fremont Partners III LLC, (iii) Fremont Group, the managing member of Fremont Partners LLC and the sponsoring member of Fremont Partners III LLC and (iv) Fremont Investors, the manager of Fremont Group. Fremont Partners LLC, Fremont Partners III LLC, Fremont Group and Fremont Investors disclaim beneficial ownership of these shares, except to the extent of any pecuniary interest therein.

Documents

2 files

Issuer

KINETIC CONCEPTS INC /TX/

CIK 0000831967

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001280400

Filing Metadata

Form type
3/A
Filed
Jan 30, 7:00 PM ET
Accepted
Jan 31, 12:17 PM ET
Size
34.8 KB
View on SEC.gov