THREE ARCH MANAGEMENT III LLC 3
3 · THRESHOLD PHARMACEUTICALS INC · Filed Feb 3, 2005
Insider Transaction Report
Form 3
THREE ARCH MANAGEMENT III LLC
10% Owner
Holdings
- (indirect: See Footnote)
Series A Preferred Stock
Exercise: $0.00→ Common Stock (2,135,250 underlying) - (indirect: See Footnote)
Series B Preferred Stock
Exercise: $0.00→ Common Stock (2,875,696 underlying)
Footnotes (5)
- [F1]Automatically converts into common stock upon the closing of the Issuer's initial public offering of common stock.
- [F2]N/A.
- [F3]Each share of Series A Preferred Stock and Series B Preferred Stock will automatically convert pursuant to a reverse stock split into approximately 0.6072 shares of common stock upon the closing of the Issuer's initial public offering of common stock; such reverse stock split is not reflected in these amounts.
- [F4]These shares are owned directly by Three Arch Partners III, L.P. ("TAP III"). Three Arch Management III, L.L.C. ("TAM III"), the general partner of TAP III, and Mark A. Wan, Wilfred E. Jaeger and Barclay Nicholson, the managing members of TAM III, may be deemed to share voting and dispositive power over the shares held by TAP III. Such persons and entities disclaim beneficial ownership of shares held by TAP III except to the extent of any pecuniary interest therein.
- [F5]These shares are owned directly by Three Arch Associates III, L.P. ("TAA III"). Three Arch Management III, L.L.C. ("TAM III"), the general partner of TAA III, and Mark A. Wan, Wilfred E. Jaeger and Barclay Nicholson, the managing members of TAM III, may be deemed to share voting and dispositive power over the shares held by TAA III. Such persons and entities disclaim beneficial ownership of shares held by TAA III except to the extent of any pecuniary interest therein.