3//SEC Filing
THREE ARCH MANAGEMENT III LLC 3
Accession 0001209191-05-006827
CIK 0001183765other
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 9:52 PM ET
Size
26.9 KB
Accession
0001209191-05-006827
Insider Transaction Report
Form 3
THREE ARCH PARTNERS III LP
10% Owner
Holdings
- (indirect: See Footnote)
Series B Preferred Stock
Exercise: $0.00→ Common Stock (2,875,696 underlying) - (indirect: See Footnote)
Series A Preferred Stock
Exercise: $0.00→ Common Stock (2,135,250 underlying)
NICHOLSON BARCLAY
10% Owner
Holdings
- (indirect: See Footnote)
Series B Preferred Stock
Exercise: $0.00→ Common Stock (2,875,696 underlying) - (indirect: See Footnote)
Series A Preferred Stock
Exercise: $0.00→ Common Stock (2,135,250 underlying)
JAEGER WILFRED E
Director10% Owner
Holdings
- (indirect: See Footnote)
Series A Preferred Stock
Exercise: $0.00→ Common Stock (2,135,250 underlying) - (indirect: See Footnote)
Series B Preferred Stock
Exercise: $0.00→ Common Stock (2,875,696 underlying)
WAN MARK A
10% Owner
Holdings
- (indirect: See Footnote)
Series B Preferred Stock
Exercise: $0.00→ Common Stock (2,875,696 underlying) - (indirect: See Footnote)
Series A Preferred Stock
Exercise: $0.00→ Common Stock (2,135,250 underlying)
THREE ARCH ASSOCIATES III LP
10% Owner
Holdings
- (indirect: See Footnote)
Series A Preferred Stock
Exercise: $0.00→ Common Stock (2,135,250 underlying) - (indirect: See Footnote)
Series B Preferred Stock
Exercise: $0.00→ Common Stock (2,875,696 underlying)
THREE ARCH MANAGEMENT III LLC
10% Owner
Holdings
- (indirect: See Footnote)
Series A Preferred Stock
Exercise: $0.00→ Common Stock (2,135,250 underlying) - (indirect: See Footnote)
Series B Preferred Stock
Exercise: $0.00→ Common Stock (2,875,696 underlying)
Footnotes (5)
- [F1]Automatically converts into common stock upon the closing of the Issuer's initial public offering of common stock.
- [F2]N/A.
- [F3]Each share of Series A Preferred Stock and Series B Preferred Stock will automatically convert pursuant to a reverse stock split into approximately 0.6072 shares of common stock upon the closing of the Issuer's initial public offering of common stock; such reverse stock split is not reflected in these amounts.
- [F4]These shares are owned directly by Three Arch Partners III, L.P. ("TAP III"). Three Arch Management III, L.L.C. ("TAM III"), the general partner of TAP III, and Mark A. Wan, Wilfred E. Jaeger and Barclay Nicholson, the managing members of TAM III, may be deemed to share voting and dispositive power over the shares held by TAP III. Such persons and entities disclaim beneficial ownership of shares held by TAP III except to the extent of any pecuniary interest therein.
- [F5]These shares are owned directly by Three Arch Associates III, L.P. ("TAA III"). Three Arch Management III, L.L.C. ("TAM III"), the general partner of TAA III, and Mark A. Wan, Wilfred E. Jaeger and Barclay Nicholson, the managing members of TAM III, may be deemed to share voting and dispositive power over the shares held by TAA III. Such persons and entities disclaim beneficial ownership of shares held by TAA III except to the extent of any pecuniary interest therein.
Issuer
THRESHOLD PHARMACEUTICALS INC
CIK 0001183765
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001256738
Filing Metadata
- Form type
- 3
- Filed
- Feb 2, 7:00 PM ET
- Accepted
- Feb 3, 9:52 PM ET
- Size
- 26.9 KB