4//SEC Filing
THREE ARCH MANAGEMENT III LLC 4
Accession 0001209191-05-006828
CIK 0001183765other
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 9:53 PM ET
Size
36.8 KB
Accession
0001209191-05-006828
Insider Transaction Report
Form 4
THREE ARCH MANAGEMENT III LLC
10% Owner
Transactions
- Conversion
Series A Preferred Stock
2005-02-03−2,135,250→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (1,296,526 underlying) - Conversion
Series A Preferred Stock
2005-02-03−114,750→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (69,675 underlying) - Conversion
Series B Preferred Stock
2005-02-03−154,607→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (93,877 underlying) - Conversion
Common Stock
2005-02-03+1,296,526→ 1,296,526 total(indirect: See Footnote) - Conversion
Common Stock
2005-02-03+93,877→ 163,552 total(indirect: See Footnote) - Conversion
Series B Preferred Stock
2005-02-03−2,875,696→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (1,746,126 underlying) - Conversion
Common Stock
2005-02-03+69,675→ 69,675 total(indirect: See Footnote) - Conversion
Common Stock
2005-02-03+1,746,126→ 3,042,652 total(indirect: See Footnote)
WAN MARK A
10% Owner
Transactions
- Conversion
Common Stock
2005-02-03+93,877→ 163,552 total(indirect: See Footnote) - Conversion
Common Stock
2005-02-03+69,675→ 69,675 total(indirect: See Footnote) - Conversion
Series A Preferred Stock
2005-02-03−2,135,250→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (1,296,526 underlying) - Conversion
Common Stock
2005-02-03+1,296,526→ 1,296,526 total(indirect: See Footnote) - Conversion
Common Stock
2005-02-03+1,746,126→ 3,042,652 total(indirect: See Footnote) - Conversion
Series A Preferred Stock
2005-02-03−114,750→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (69,675 underlying) - Conversion
Series B Preferred Stock
2005-02-03−2,875,696→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (1,746,126 underlying) - Conversion
Series B Preferred Stock
2005-02-03−154,607→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (93,877 underlying)
NICHOLSON BARCLAY
10% Owner
Transactions
- Conversion
Common Stock
2005-02-03+1,296,526→ 1,296,526 total(indirect: See Footnote) - Conversion
Common Stock
2005-02-03+93,877→ 163,552 total(indirect: See Footnote) - Conversion
Series B Preferred Stock
2005-02-03−2,875,696→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (1,746,126 underlying) - Conversion
Series B Preferred Stock
2005-02-03−154,607→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (93,877 underlying) - Conversion
Common Stock
2005-02-03+69,675→ 69,675 total(indirect: See Footnote) - Conversion
Common Stock
2005-02-03+1,746,126→ 3,042,652 total(indirect: See Footnote) - Conversion
Series A Preferred Stock
2005-02-03−2,135,250→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (1,296,526 underlying) - Conversion
Series A Preferred Stock
2005-02-03−114,750→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (69,675 underlying)
THREE ARCH ASSOCIATES III LP
10% Owner
Transactions
- Conversion
Series B Preferred Stock
2005-02-03−154,607→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (93,877 underlying) - Conversion
Common Stock
2005-02-03+1,296,526→ 1,296,526 total(indirect: See Footnote) - Conversion
Series B Preferred Stock
2005-02-03−2,875,696→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (1,746,126 underlying) - Conversion
Common Stock
2005-02-03+93,877→ 163,552 total(indirect: See Footnote) - Conversion
Common Stock
2005-02-03+69,675→ 69,675 total(indirect: See Footnote) - Conversion
Common Stock
2005-02-03+1,746,126→ 3,042,652 total(indirect: See Footnote) - Conversion
Series A Preferred Stock
2005-02-03−2,135,250→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (1,296,526 underlying) - Conversion
Series A Preferred Stock
2005-02-03−114,750→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (69,675 underlying)
THREE ARCH PARTNERS III LP
10% Owner
Transactions
- Conversion
Series A Preferred Stock
2005-02-03−114,750→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (69,675 underlying) - Conversion
Common Stock
2005-02-03+1,296,526→ 1,296,526 total(indirect: See Footnote) - Conversion
Common Stock
2005-02-03+69,675→ 69,675 total(indirect: See Footnote) - Conversion
Common Stock
2005-02-03+93,877→ 163,552 total(indirect: See Footnote) - Conversion
Series B Preferred Stock
2005-02-03−2,875,696→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (1,746,126 underlying) - Conversion
Common Stock
2005-02-03+1,746,126→ 3,042,652 total(indirect: See Footnote) - Conversion
Series A Preferred Stock
2005-02-03−2,135,250→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (1,296,526 underlying) - Conversion
Series B Preferred Stock
2005-02-03−154,607→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (93,877 underlying)
JAEGER WILFRED E
Director10% Owner
Transactions
- Conversion
Common Stock
2005-02-03+69,675→ 69,675 total(indirect: See Footnote) - Conversion
Common Stock
2005-02-03+1,746,126→ 3,042,652 total(indirect: See Footnote) - Conversion
Series B Preferred Stock
2005-02-03−2,875,696→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (1,746,126 underlying) - Conversion
Common Stock
2005-02-03+1,296,526→ 1,296,526 total(indirect: See Footnote) - Conversion
Common Stock
2005-02-03+93,877→ 163,552 total(indirect: See Footnote) - Conversion
Series A Preferred Stock
2005-02-03−2,135,250→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (1,296,526 underlying) - Conversion
Series A Preferred Stock
2005-02-03−114,750→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (69,675 underlying) - Conversion
Series B Preferred Stock
2005-02-03−154,607→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (93,877 underlying)
Footnotes (5)
- [F1]Each share of Preferred Stock automatically converted into approximately 0.6072 shares of common stock upon the closing of the Issuer's initial public offering of common stock.
- [F2]These shares are owned directly by Three Arch Partners III, L.P. ("TAP III"). Three Arch Management III, L.L.C. ("TAM III"), the general partner of TAP III, and Mark A. Wan, Wilfred E. Jaeger and Barclay Nicholson, the managing members of TAM III, may be deemed to share voting and dispositive power over the shares held by TAP III. Such persons and entities disclaim beneficial ownership of shares held by TAP III except to the extent of any pecuniary interest therein.
- [F3]These shares are owned directly by Three Arch Associates III, L.P. ("TAA III"). Three Arch Management III, L.L.C. ("TAM III"), the general partner of TAA III, and Mark A. Wan, Wilfred E. Jaeger and Barclay Nicholson, the managing members of TAM III, may be deemed to share voting and dispositive power over the shares held by TAA III. Such persons and entities disclaim beneficial ownership of shares held by TAA III except to the extent of any pecuniary interest therein.
- [F4]Immediately.
- [F5]Not applicable.
Issuer
THRESHOLD PHARMACEUTICALS INC
CIK 0001183765
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001256738
Filing Metadata
- Form type
- 4
- Filed
- Feb 2, 7:00 PM ET
- Accepted
- Feb 3, 9:53 PM ET
- Size
- 36.8 KB