5//SEC Filing
GENITOPE CORP 5
Accession 0001209191-05-008699
CIK 0001028358operating
Filed
Feb 10, 7:00 PM ET
Accepted
Feb 11, 4:55 PM ET
Size
26.4 KB
Accession
0001209191-05-008699
Insider Transaction Report
Form 5
GENITOPE CORPGTOP
FINNEY STANFORD C JR
Director
Transactions
- Other
Common Stock
2004-12-29+3,745→ 345,503 total(indirect: By Corporation) - Other
Common Stock
2004-12-29−89,893→ 0 total(indirect: By Partnership) - Other
Common Stock
2004-12-29+3,390→ 357,193 total(indirect: By Corporation) - Other
Common Stock
2004-12-29+81,734→ 474,988 total - Other
Common Stock
2004-12-29−56,057→ 0 total(indirect: By Partnershp) - Other
Common Stock
2004-12-29−101,507→ 230,000 total(indirect: By Partnership)
Holdings
- 353,121(indirect: By Partnership)
Common Stock
- 42,724(indirect: By Partnership)
Common Stock
- 10,000
Option (Right to Buy)
Exercise: $1.80Exp: 2013-05-18→ Common Stock (10,000 underlying) - 259,333
Warrant (Right To Buy)
Exercise: $9.00Exp: 2008-08-29→ Common Stock (259,333 underlying) - 23,000(indirect: By Partnership)
Common Stock
- 25,000
Option (Right to Buy)
Exercise: $12.60Exp: 2013-11-03→ Common Stock (25,000 underlying) - 3,000
Option (Right to Buy)
Exercise: $9.00Exp: 2014-06-13→ Common Stock (3,000 underlying)
Footnotes (17)
- [F1]Represents shares distributed by Rainbow Futures Partners, Ltd. (23,710), Rainbow Trading Ventures Partners, Ltd. (29,995) and Shinnecock Investment Partners (28,029) to Reporting Person.
- [F10]Shares are held directly by Pinehurst Investment Partners. Reporting Person is the managing partner of Pinehurst Investment Partners.
- [F11]Rainbow Trading Venture Partners, Ltd. ceased making investments and distributed its assets to all investing partners, including the 89,893 shares of Issuer common stock previously reported as beneficially owned by Rainbow Trading Venture Partners, Ltd. Reporting Person is a controlling shareholder of the general partner of Rainbow Trading Venture Partners, Ltd.
- [F12]Shinnecock Investment Partners ceased making investments and distributed its assets to all investing partners, including the 56,057 shares of Issuer common stock previously reported as beneficially owned by Shinnecock Investment Partners. Reporting Person is the managing partner of Shinnecock Investment Partners.
- [F13]The option vests in equal quarterly installments over one year from 5/19/2003.
- [F14]The option vests in 12 equal monthly installments beginning on 11/4/2003.
- [F15]The option vests in 36 equal monthly installments beginning on 6/14/2004.
- [F16]The option vests in 12 equal monthly installments beginning on 6/14/2004.
- [F17]Immediate.
- [F2]Not applicable.
- [F3]Represents shares distributed in pro rata partnership distribution.
- [F4]Shares are held directly by Rainbow Futures Partners, Ltd. Reporting Person is a controlling shareholder of the general partner of Rainbow Futures Partners, Ltd.
- [F5]Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F6]Shares are held directly by Rainbow Investors. Reporting Person is the managing partner of Rainbow Investors.
- [F7]Shares are held directly by Rainbow Trading Corporation. Reporting Person is a controlling shareholder of Rainbow Trading Corporation.
- [F8]Shares are held directly by Rainbow Trading Systems, Inc. Reporting Person is a controlling shareholder of Rainbow Trading Systems, Inc.
- [F9]Shares are held directly by Stingray Partners. Reporting Person is a general partner Stingray Partners.
Documents
Issuer
GENITOPE CORP
CIK 0001028358
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001028358
Filing Metadata
- Form type
- 5
- Filed
- Feb 10, 7:00 PM ET
- Accepted
- Feb 11, 4:55 PM ET
- Size
- 26.4 KB