4//SEC Filing
EMAGEON INC 4
Accession 0001209191-05-010367
CIK 0001121439operating
Filed
Feb 15, 7:00 PM ET
Accepted
Feb 16, 8:10 PM ET
Size
17.9 KB
Accession
0001209191-05-010367
Insider Transaction Report
Form 4
EMAGEON INCEMAG
Horgen Chris H
Director
Transactions
- Conversion
Common Stock
2005-02-14+17,011→ 17,011 total - Conversion
Common Stock
2005-02-14+3,062,149→ 3,062,149 total(indirect: See Footnote) - Conversion
Preferred Stock Series B
2005-02-14−105,263→ 0 total→ Common Stock (17,011 underlying) - Conversion
Preferred Stock Series B
2005-02-14−9,649,123→ 0 total(indirect: See Footnotes)→ Common Stock (1,559,429 underlying) - Conversion
Preferred Stock Series C
2005-02-14−11,695,906→ 0 total(indirect: See Footnotes)→ Common Stock (1,417,663 underlying) - Conversion
Preferred Stock Series E
2005-02-14−701,756→ 0 total(indirect: See Footnotes)→ Common Stock (85,057 underlying)
Footnotes (9)
- [F1]Upon the closing of the Issuer's public offering, the Preferred Stock Series B converted on a 0.1616:1 basis, the Preferred Stock Series C converted on a 0.1212:1 basis, and the Preferred Stock Series E converted on a 0.1212:1 basis.
- [F2]Common Stock: STF Partners II, LP ("STFP") beneficially owns 696,073 shares; STF Partners QP II, LP ("STFQP") beneficially owns 343,382 shares; STF Institutional Partners II, LP ("STFIP") beneficially owns 1,876,880 shares; and Southeastern Technology Fund, LP beneficially owns 145,814 shares.
- [F3]These shares were immediately exercisable. They had no expiration date
- [F4]Series B Convertible Preferred Stock: SETF beneficially owns 877,193 shares; STFIP beneficially owns 5,645,390 shares; STFIP benefically owns 2,093,694 shares; and STFQP beneficially owns 1,032,846 shares.
- [F5]Series C Preferred Stock: STFIP beneficially owns 7,527,186 shares; STFIP benefically owns 2,791,592 shares; and STFQP beneficially owns 1,377,128 shares.
- [F6]Series E Preferred Stock: SETF beneficially owns 33,404 shares; STFIP beneficially owns 430,134 shares; STFP benefically owns 159,523 shares; and STFQP beneficially owns 78,695 shares.
- [F7]Mr. Horgen is a Senior Managing Partner of SETF, STFIP, STFP, and STFQP. Mr. Horgen owns an equity interest in SETF (6.5% owned through Horgen One Investments, LLC), STFIP (2.7775%), and STFIP (2.9305% owned through Horgen Two Investments, LLC). Southeastern Capital Company, LLC ("SCC") is the general partner of SETF, and owns a 1% equity and voting interest in SETF. Mr. Horgen owns a 70% equity and voting interest in SCC. Southeastern Capital Company II, LLC ("SCCII") is the general partner of STFIP, STFIP and STFQP, and SCCII owns a 0.9900% equity and voting interest in each of STFIP, STFIP and STFQP. Mr. Horgen own a 38.5699% equity and voting interest in SCCII.
- [F8]Mr. Horgen is the Senior Managing Partner of Southeastern Management Company, LLC ("SMC"), which provides investment advisory and administrative services to SETF, STFIP, STFP, STFQP, SCC, and SCCII. Mr. Horgen owns an equity and voting interest in SMC equal to 38.5699%.
- [F9]As the Senior Managing Partner and a member of the funds described above, Mr. Horgen may be deemed to hold voting and investment power for the shares held by such funds. Mr. Horgen disclaims beneficial ownership of all such shares held by the foregoing funds, except to the extent of his proportionate pecuniary interests therein.
Documents
Issuer
EMAGEON INC
CIK 0001121439
Entity typeoperating
Related Parties
1- filerCIK 0001121439
Filing Metadata
- Form type
- 4
- Filed
- Feb 15, 7:00 PM ET
- Accepted
- Feb 16, 8:10 PM ET
- Size
- 17.9 KB