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4//SEC Filing

VELOCITY EXPRESS CORP 4

Accession 0001209191-05-010669

CIK 0001002902operating
View on SEC.govCompany Profile

Filed

Feb 16, 7:00 PM ET

Accepted

Feb 17, 7:04 PM ET

Size

106.2 KB

Accession

0001209191-05-010669

Insider Transaction Report

Form 4
Period: 2005-02-15
VELOCITY EXPRESS CORPVEXP
TH LEE GLOBAL INTERNET ADVISORS LLC
10% Owner
Transactions
  • Conversion

    Series B Convertible Preferred Stock

    2005-02-15$9.00/sh−2,806,797$25,261,173→ 0 total
    Exercise: $51.84From: 2000-05-31→ Common Stock (482,410 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2005-02-15$6.00/sh−2,825,484$16,952,904→ 0 total
    Exercise: $49.37From: 2000-09-22→ Common Stock (337,983 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2005-02-15$5.50/sh−1,234,071$6,787,391→ 0 total
    Exercise: $26.74From: 2001-09-05→ Common Stock (360,749 underlying)
  • Conversion

    Series G Convertible Preferred Stock

    2005-02-15$0.75/sh−3,333,333$2,500,000→ 0 total
    Exercise: $30.50From: 2003-09-18→ Common Stock (81,970 underlying)
  • Conversion

    Series H Convertible Preferred Stock

    2005-02-15$10.00/sh−196,900$1,969,000→ 0 total
    Exercise: $9.90From: 2003-09-18→ Common Stock (8,197,334 underlying)
  • Conversion

    Common Stock

    2005-02-15$6.97/sh+2,119,867$14,775,473→ 8,874,604 total
  • Conversion

    Common Stock

    2005-02-15$5.00/sh+1,400,000$7,000,000→ 10,274,604 total
  • Conversion

    Common Stock

    2005-02-15$5.06/sh+3,748,395$18,966,879→ 5,210,454 total
  • Conversion

    Common Stock

    2005-02-15$6.15/sh+1,544,283$9,497,340→ 6,754,737 total
  • Conversion

    Series I Convertible Preferred Stock

    2005-02-15$1.50/sh−12,643,332$18,964,998→ 0 total
    Exercise: $5.06From: 2005-02-15→ Common Stock (198,947 underlying)
  • Conversion

    Series J Convertible Preferred Stock

    2005-02-15$1.50/sh−6,333,534$9,500,301→ 0 total
    Exercise: $6.15From: 2005-02-15→ Common Stock (3,748,395 underlying)
  • Conversion

    Common Stock

    2005-02-15$30.50/sh+81,970$2,500,085→ 1,263,112 total
  • Conversion

    Common Stock

    2005-02-15$9.90/sh+198,947$1,969,575→ 1,462,059 total
  • Conversion

    Common Stock

    2005-02-15$51.84/sh+482,410$25,008,134→ 482,410 total
  • Conversion

    Common Stock

    2005-02-15$49.37/sh+337,983$16,686,221→ 820,393 total
  • Conversion

    Common Stock

    2005-02-15$26.74/sh+360,749$9,646,428→ 1,181,142 total
  • Exercise of In-Money

    Warrant to Purchase Series C Convertible Preferred Stock

    2005-02-15−216,533→ 0 total(indirect: See footnote)
    Exercise: $0.01From: 2001-01-04Exp: 2006-01-04→ Series D Convertible Preferred Stock (216,533 underlying)
  • Conversion

    Series L Convertible Preferred Stock

    2005-02-15$1.00/sh−7,000,000$7,000,000→ 0 total
    Exercise: $5.00From: 2005-02-15→ Common Stock (1,400,000 underlying)
  • Conversion

    Series K Convertible Preferred Stock

    2004-12-21$1.50/sh−9,851,466$14,777,199→ 0 total
    Exercise: $6.97From: 2005-02-15→ Common Stock (2,119,867 underlying)
  • Conversion

    Series K Convertible Preferred Stock

    2005-02-15$1.50/sh−9,851,466$14,777,199→ 0 total(indirect: See footnote)
    Exercise: $6.97From: 2005-02-15→ Common Stock (2,119,867 underlying)
  • Award

    Series M Convertible Preferred Stock

    2005-02-15$3.69/sh+5,064$18,661→ 547,805 total
    From: 2005-02-15→ Common Stock (547,805 underlying)
  • Exercise of In-Money

    Warrant to Purchase Series C Convertible Preferred Stock

    2005-02-15−825,484→ 0 total
    Exercise: $0.01From: 2000-09-01Exp: 2005-09-01→ Series C Convertible Preferred Stock (825,484 underlying)
  • Exercise of In-Money

    Warrant to Purchase Series D Convertible Preferred Stock

    2005-02-15−216,533→ 0 total
    Exercise: $0.01From: 2001-01-04Exp: 2006-01-04→ Series D Convertible Preferred Stock (216,533 underlying)
Holdings

  • Restricted Common Stock

    270

  • Restricted Common Stock

    (indirect: See footnote)
    270
TH LEE PUTNAM INTERNET PARTNERS LP
10% Owner
Transactions
  • Conversion

    Common Stock

    2005-02-15$51.84/sh+482,410$25,008,134→ 482,410 total
  • Conversion

    Common Stock

    2005-02-15$6.97/sh+2,119,867$14,775,473→ 8,874,604 total
  • Conversion

    Common Stock

    2005-02-15$49.37/sh+337,983$16,686,221→ 820,393 total
  • Conversion

    Common Stock

    2005-02-15$26.74/sh+360,749$9,646,428→ 1,181,142 total
  • Conversion

    Common Stock

    2005-02-15$30.50/sh+81,970$2,500,085→ 1,263,112 total
  • Conversion

    Common Stock

    2005-02-15$9.90/sh+198,947$1,969,575→ 1,462,059 total
  • Conversion

    Common Stock

    2005-02-15$5.06/sh+3,748,395$18,966,879→ 5,210,454 total
  • Conversion

    Common Stock

    2005-02-15$6.15/sh+1,544,283$9,497,340→ 6,754,737 total
  • Conversion

    Series B Convertible Preferred Stock

    2005-02-15$9.00/sh−2,806,797$25,261,173→ 0 total
    Exercise: $51.84From: 2000-05-31→ Common Stock (482,410 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2005-02-15$6.00/sh−2,825,484$16,952,904→ 0 total
    Exercise: $49.37From: 2000-09-22→ Common Stock (337,983 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2005-02-15$5.50/sh−1,234,071$6,787,391→ 0 total
    Exercise: $26.74From: 2001-09-05→ Common Stock (360,749 underlying)
  • Conversion

    Series G Convertible Preferred Stock

    2005-02-15$0.75/sh−3,333,333$2,500,000→ 0 total
    Exercise: $30.50From: 2003-09-18→ Common Stock (81,970 underlying)
  • Conversion

    Common Stock

    2005-02-15$5.00/sh+1,400,000$7,000,000→ 10,274,604 total
  • Exercise of In-Money

    Warrant to Purchase Series C Convertible Preferred Stock

    2005-02-15−216,533→ 0 total(indirect: See footnote)
    Exercise: $0.01From: 2001-01-04Exp: 2006-01-04→ Series D Convertible Preferred Stock (216,533 underlying)
  • Conversion

    Series H Convertible Preferred Stock

    2005-02-15$10.00/sh−196,900$1,969,000→ 0 total
    Exercise: $9.90From: 2003-09-18→ Common Stock (8,197,334 underlying)
  • Conversion

    Series I Convertible Preferred Stock

    2005-02-15$1.50/sh−12,643,332$18,964,998→ 0 total
    Exercise: $5.06From: 2005-02-15→ Common Stock (198,947 underlying)
  • Conversion

    Series J Convertible Preferred Stock

    2005-02-15$1.50/sh−6,333,534$9,500,301→ 0 total
    Exercise: $6.15From: 2005-02-15→ Common Stock (3,748,395 underlying)
  • Conversion

    Series K Convertible Preferred Stock

    2004-12-21$1.50/sh−9,851,466$14,777,199→ 0 total
    Exercise: $6.97From: 2005-02-15→ Common Stock (2,119,867 underlying)
  • Conversion

    Series K Convertible Preferred Stock

    2005-02-15$1.50/sh−9,851,466$14,777,199→ 0 total(indirect: See footnote)
    Exercise: $6.97From: 2005-02-15→ Common Stock (2,119,867 underlying)
  • Conversion

    Series L Convertible Preferred Stock

    2005-02-15$1.00/sh−7,000,000$7,000,000→ 0 total
    Exercise: $5.00From: 2005-02-15→ Common Stock (1,400,000 underlying)
  • Award

    Series M Convertible Preferred Stock

    2005-02-15$3.69/sh+5,064$18,661→ 547,805 total
    From: 2005-02-15→ Common Stock (547,805 underlying)
  • Exercise of In-Money

    Warrant to Purchase Series D Convertible Preferred Stock

    2005-02-15−216,533→ 0 total
    Exercise: $0.01From: 2001-01-04Exp: 2006-01-04→ Series D Convertible Preferred Stock (216,533 underlying)
  • Exercise of In-Money

    Warrant to Purchase Series C Convertible Preferred Stock

    2005-02-15−825,484→ 0 total
    Exercise: $0.01From: 2000-09-01Exp: 2005-09-01→ Series C Convertible Preferred Stock (825,484 underlying)
Holdings

  • Restricted Common Stock

    270

  • Restricted Common Stock

    (indirect: See footnote)
    270
TH LEE GLOBAL INTERNET MANAGERS LP
10% Owner
Transactions
  • Conversion

    Series G Convertible Preferred Stock

    2005-02-15$0.75/sh−3,333,333$2,500,000→ 0 total
    Exercise: $30.50From: 2003-09-18→ Common Stock (81,970 underlying)
  • Conversion

    Common Stock

    2005-02-15$30.50/sh+81,970$2,500,085→ 1,263,112 total
  • Conversion

    Series D Convertible Preferred Stock

    2005-02-15$5.50/sh−1,234,071$6,787,391→ 0 total
    Exercise: $26.74From: 2001-09-05→ Common Stock (360,749 underlying)
  • Conversion

    Common Stock

    2005-02-15$9.90/sh+198,947$1,969,575→ 1,462,059 total
  • Conversion

    Common Stock

    2005-02-15$5.06/sh+3,748,395$18,966,879→ 5,210,454 total
  • Conversion

    Series C Convertible Preferred Stock

    2005-02-15$6.00/sh−2,825,484$16,952,904→ 0 total
    Exercise: $49.37From: 2000-09-22→ Common Stock (337,983 underlying)
  • Conversion

    Series L Convertible Preferred Stock

    2005-02-15$1.00/sh−7,000,000$7,000,000→ 0 total
    Exercise: $5.00From: 2005-02-15→ Common Stock (1,400,000 underlying)
  • Conversion

    Common Stock

    2005-02-15$51.84/sh+482,410$25,008,134→ 482,410 total
  • Conversion

    Common Stock

    2005-02-15$49.37/sh+337,983$16,686,221→ 820,393 total
  • Conversion

    Common Stock

    2005-02-15$26.74/sh+360,749$9,646,428→ 1,181,142 total
  • Conversion

    Common Stock

    2005-02-15$6.15/sh+1,544,283$9,497,340→ 6,754,737 total
  • Conversion

    Common Stock

    2005-02-15$6.97/sh+2,119,867$14,775,473→ 8,874,604 total
  • Conversion

    Common Stock

    2005-02-15$5.00/sh+1,400,000$7,000,000→ 10,274,604 total
  • Conversion

    Series B Convertible Preferred Stock

    2005-02-15$9.00/sh−2,806,797$25,261,173→ 0 total
    Exercise: $51.84From: 2000-05-31→ Common Stock (482,410 underlying)
  • Conversion

    Series H Convertible Preferred Stock

    2005-02-15$10.00/sh−196,900$1,969,000→ 0 total
    Exercise: $9.90From: 2003-09-18→ Common Stock (8,197,334 underlying)
  • Conversion

    Series I Convertible Preferred Stock

    2005-02-15$1.50/sh−12,643,332$18,964,998→ 0 total
    Exercise: $5.06From: 2005-02-15→ Common Stock (198,947 underlying)
  • Conversion

    Series J Convertible Preferred Stock

    2005-02-15$1.50/sh−6,333,534$9,500,301→ 0 total
    Exercise: $6.15From: 2005-02-15→ Common Stock (3,748,395 underlying)
  • Conversion

    Series K Convertible Preferred Stock

    2004-12-21$1.50/sh−9,851,466$14,777,199→ 0 total
    Exercise: $6.97From: 2005-02-15→ Common Stock (2,119,867 underlying)
  • Conversion

    Series K Convertible Preferred Stock

    2005-02-15$1.50/sh−9,851,466$14,777,199→ 0 total(indirect: See footnote)
    Exercise: $6.97From: 2005-02-15→ Common Stock (2,119,867 underlying)
  • Exercise of In-Money

    Warrant to Purchase Series C Convertible Preferred Stock

    2005-02-15−825,484→ 0 total
    Exercise: $0.01From: 2000-09-01Exp: 2005-09-01→ Series C Convertible Preferred Stock (825,484 underlying)
  • Award

    Series M Convertible Preferred Stock

    2005-02-15$3.69/sh+5,064$18,661→ 547,805 total
    From: 2005-02-15→ Common Stock (547,805 underlying)
  • Exercise of In-Money

    Warrant to Purchase Series D Convertible Preferred Stock

    2005-02-15−216,533→ 0 total
    Exercise: $0.01From: 2001-01-04Exp: 2006-01-04→ Series D Convertible Preferred Stock (216,533 underlying)
  • Exercise of In-Money

    Warrant to Purchase Series C Convertible Preferred Stock

    2005-02-15−216,533→ 0 total(indirect: See footnote)
    Exercise: $0.01From: 2001-01-04Exp: 2006-01-04→ Series D Convertible Preferred Stock (216,533 underlying)
Holdings

  • Restricted Common Stock

    270

  • Restricted Common Stock

    (indirect: See footnote)
    270
BLUE STAR I LLC
10% Owner
Transactions
  • Conversion

    Series G Convertible Preferred Stock

    2005-02-15$0.75/sh−3,333,333$2,500,000→ 0 total
    Exercise: $30.50From: 2003-09-18→ Common Stock (81,970 underlying)
  • Conversion

    Common Stock

    2005-02-15$5.00/sh+1,400,000$7,000,000→ 10,274,604 total
  • Conversion

    Common Stock

    2005-02-15$30.50/sh+81,970$2,500,085→ 1,263,112 total
  • Conversion

    Common Stock

    2005-02-15$9.90/sh+198,947$1,969,575→ 1,462,059 total
  • Conversion

    Series B Convertible Preferred Stock

    2005-02-15$9.00/sh−2,806,797$25,261,173→ 0 total
    Exercise: $51.84From: 2000-05-31→ Common Stock (482,410 underlying)
  • Conversion

    Common Stock

    2005-02-15$51.84/sh+482,410$25,008,134→ 482,410 total
  • Conversion

    Series J Convertible Preferred Stock

    2005-02-15$1.50/sh−6,333,534$9,500,301→ 0 total
    Exercise: $6.15From: 2005-02-15→ Common Stock (3,748,395 underlying)
  • Award

    Series M Convertible Preferred Stock

    2005-02-15$3.69/sh+5,064$18,661→ 547,805 total
    From: 2005-02-15→ Common Stock (547,805 underlying)
  • Exercise of In-Money

    Warrant to Purchase Series C Convertible Preferred Stock

    2005-02-15−825,484→ 0 total
    Exercise: $0.01From: 2000-09-01Exp: 2005-09-01→ Series C Convertible Preferred Stock (825,484 underlying)
  • Conversion

    Common Stock

    2005-02-15$49.37/sh+337,983$16,686,221→ 820,393 total
  • Conversion

    Common Stock

    2005-02-15$26.74/sh+360,749$9,646,428→ 1,181,142 total
  • Conversion

    Common Stock

    2005-02-15$5.06/sh+3,748,395$18,966,879→ 5,210,454 total
  • Conversion

    Common Stock

    2005-02-15$6.15/sh+1,544,283$9,497,340→ 6,754,737 total
  • Conversion

    Common Stock

    2005-02-15$6.97/sh+2,119,867$14,775,473→ 8,874,604 total
  • Conversion

    Series C Convertible Preferred Stock

    2005-02-15$6.00/sh−2,825,484$16,952,904→ 0 total
    Exercise: $49.37From: 2000-09-22→ Common Stock (337,983 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2005-02-15$5.50/sh−1,234,071$6,787,391→ 0 total
    Exercise: $26.74From: 2001-09-05→ Common Stock (360,749 underlying)
  • Conversion

    Series I Convertible Preferred Stock

    2005-02-15$1.50/sh−12,643,332$18,964,998→ 0 total
    Exercise: $5.06From: 2005-02-15→ Common Stock (198,947 underlying)
  • Conversion

    Series K Convertible Preferred Stock

    2005-02-15$1.50/sh−9,851,466$14,777,199→ 0 total(indirect: See footnote)
    Exercise: $6.97From: 2005-02-15→ Common Stock (2,119,867 underlying)
  • Conversion

    Series L Convertible Preferred Stock

    2005-02-15$1.00/sh−7,000,000$7,000,000→ 0 total
    Exercise: $5.00From: 2005-02-15→ Common Stock (1,400,000 underlying)
  • Conversion

    Series H Convertible Preferred Stock

    2005-02-15$10.00/sh−196,900$1,969,000→ 0 total
    Exercise: $9.90From: 2003-09-18→ Common Stock (8,197,334 underlying)
  • Conversion

    Series K Convertible Preferred Stock

    2004-12-21$1.50/sh−9,851,466$14,777,199→ 0 total
    Exercise: $6.97From: 2005-02-15→ Common Stock (2,119,867 underlying)
  • Exercise of In-Money

    Warrant to Purchase Series D Convertible Preferred Stock

    2005-02-15−216,533→ 0 total
    Exercise: $0.01From: 2001-01-04Exp: 2006-01-04→ Series D Convertible Preferred Stock (216,533 underlying)
  • Exercise of In-Money

    Warrant to Purchase Series C Convertible Preferred Stock

    2005-02-15−216,533→ 0 total(indirect: See footnote)
    Exercise: $0.01From: 2001-01-04Exp: 2006-01-04→ Series D Convertible Preferred Stock (216,533 underlying)
Holdings

  • Restricted Common Stock

    270

  • Restricted Common Stock

    (indirect: See footnote)
    270
TH LEE PUTNAM FUND ADVISORS LLC
10% Owner
Transactions
  • Conversion

    Common Stock

    2005-02-15$6.15/sh+1,544,283$9,497,340→ 6,754,737 total
  • Conversion

    Common Stock

    2005-02-15$30.50/sh+81,970$2,500,085→ 1,263,112 total
  • Conversion

    Common Stock

    2005-02-15$9.90/sh+198,947$1,969,575→ 1,462,059 total
  • Conversion

    Series K Convertible Preferred Stock

    2004-12-21$1.50/sh−9,851,466$14,777,199→ 0 total
    Exercise: $6.97From: 2005-02-15→ Common Stock (2,119,867 underlying)
  • Award

    Series M Convertible Preferred Stock

    2005-02-15$3.69/sh+5,064$18,661→ 547,805 total
    From: 2005-02-15→ Common Stock (547,805 underlying)
  • Conversion

    Common Stock

    2005-02-15$51.84/sh+482,410$25,008,134→ 482,410 total
  • Conversion

    Common Stock

    2005-02-15$49.37/sh+337,983$16,686,221→ 820,393 total
  • Conversion

    Common Stock

    2005-02-15$26.74/sh+360,749$9,646,428→ 1,181,142 total
  • Conversion

    Common Stock

    2005-02-15$5.06/sh+3,748,395$18,966,879→ 5,210,454 total
  • Conversion

    Common Stock

    2005-02-15$6.97/sh+2,119,867$14,775,473→ 8,874,604 total
  • Conversion

    Common Stock

    2005-02-15$5.00/sh+1,400,000$7,000,000→ 10,274,604 total
  • Conversion

    Series G Convertible Preferred Stock

    2005-02-15$0.75/sh−3,333,333$2,500,000→ 0 total
    Exercise: $30.50From: 2003-09-18→ Common Stock (81,970 underlying)
  • Conversion

    Series H Convertible Preferred Stock

    2005-02-15$10.00/sh−196,900$1,969,000→ 0 total
    Exercise: $9.90From: 2003-09-18→ Common Stock (8,197,334 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2005-02-15$9.00/sh−2,806,797$25,261,173→ 0 total
    Exercise: $51.84From: 2000-05-31→ Common Stock (482,410 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2005-02-15$6.00/sh−2,825,484$16,952,904→ 0 total
    Exercise: $49.37From: 2000-09-22→ Common Stock (337,983 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2005-02-15$5.50/sh−1,234,071$6,787,391→ 0 total
    Exercise: $26.74From: 2001-09-05→ Common Stock (360,749 underlying)
  • Exercise of In-Money

    Warrant to Purchase Series D Convertible Preferred Stock

    2005-02-15−216,533→ 0 total
    Exercise: $0.01From: 2001-01-04Exp: 2006-01-04→ Series D Convertible Preferred Stock (216,533 underlying)
  • Conversion

    Series I Convertible Preferred Stock

    2005-02-15$1.50/sh−12,643,332$18,964,998→ 0 total
    Exercise: $5.06From: 2005-02-15→ Common Stock (198,947 underlying)
  • Conversion

    Series J Convertible Preferred Stock

    2005-02-15$1.50/sh−6,333,534$9,500,301→ 0 total
    Exercise: $6.15From: 2005-02-15→ Common Stock (3,748,395 underlying)
  • Exercise of In-Money

    Warrant to Purchase Series C Convertible Preferred Stock

    2005-02-15−216,533→ 0 total(indirect: See footnote)
    Exercise: $0.01From: 2001-01-04Exp: 2006-01-04→ Series D Convertible Preferred Stock (216,533 underlying)
  • Conversion

    Series K Convertible Preferred Stock

    2005-02-15$1.50/sh−9,851,466$14,777,199→ 0 total(indirect: See footnote)
    Exercise: $6.97From: 2005-02-15→ Common Stock (2,119,867 underlying)
  • Conversion

    Series L Convertible Preferred Stock

    2005-02-15$1.00/sh−7,000,000$7,000,000→ 0 total
    Exercise: $5.00From: 2005-02-15→ Common Stock (1,400,000 underlying)
  • Exercise of In-Money

    Warrant to Purchase Series C Convertible Preferred Stock

    2005-02-15−825,484→ 0 total
    Exercise: $0.01From: 2000-09-01Exp: 2005-09-01→ Series C Convertible Preferred Stock (825,484 underlying)
Holdings

  • Restricted Common Stock

    270

  • Restricted Common Stock

    (indirect: See footnote)
    270
TH LEE PUTNAM FUND ADVISORS LP
10% Owner
Transactions
  • Conversion

    Common Stock

    2005-02-15$6.97/sh+2,119,867$14,775,473→ 8,874,604 total
  • Conversion

    Common Stock

    2005-02-15$5.00/sh+1,400,000$7,000,000→ 10,274,604 total
  • Conversion

    Common Stock

    2005-02-15$51.84/sh+482,410$25,008,134→ 482,410 total
  • Conversion

    Common Stock

    2005-02-15$49.37/sh+337,983$16,686,221→ 820,393 total
  • Conversion

    Common Stock

    2005-02-15$26.74/sh+360,749$9,646,428→ 1,181,142 total
  • Conversion

    Series B Convertible Preferred Stock

    2005-02-15$9.00/sh−2,806,797$25,261,173→ 0 total
    Exercise: $51.84From: 2000-05-31→ Common Stock (482,410 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2005-02-15$6.00/sh−2,825,484$16,952,904→ 0 total
    Exercise: $49.37From: 2000-09-22→ Common Stock (337,983 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2005-02-15$5.50/sh−1,234,071$6,787,391→ 0 total
    Exercise: $26.74From: 2001-09-05→ Common Stock (360,749 underlying)
  • Conversion

    Common Stock

    2005-02-15$30.50/sh+81,970$2,500,085→ 1,263,112 total
  • Conversion

    Common Stock

    2005-02-15$9.90/sh+198,947$1,969,575→ 1,462,059 total
  • Conversion

    Common Stock

    2005-02-15$5.06/sh+3,748,395$18,966,879→ 5,210,454 total
  • Conversion

    Common Stock

    2005-02-15$6.15/sh+1,544,283$9,497,340→ 6,754,737 total
  • Conversion

    Series G Convertible Preferred Stock

    2005-02-15$0.75/sh−3,333,333$2,500,000→ 0 total
    Exercise: $30.50From: 2003-09-18→ Common Stock (81,970 underlying)
  • Conversion

    Series H Convertible Preferred Stock

    2005-02-15$10.00/sh−196,900$1,969,000→ 0 total
    Exercise: $9.90From: 2003-09-18→ Common Stock (8,197,334 underlying)
  • Conversion

    Series I Convertible Preferred Stock

    2005-02-15$1.50/sh−12,643,332$18,964,998→ 0 total
    Exercise: $5.06From: 2005-02-15→ Common Stock (198,947 underlying)
  • Conversion

    Series J Convertible Preferred Stock

    2005-02-15$1.50/sh−6,333,534$9,500,301→ 0 total
    Exercise: $6.15From: 2005-02-15→ Common Stock (3,748,395 underlying)
  • Conversion

    Series K Convertible Preferred Stock

    2004-12-21$1.50/sh−9,851,466$14,777,199→ 0 total
    Exercise: $6.97From: 2005-02-15→ Common Stock (2,119,867 underlying)
  • Conversion

    Series K Convertible Preferred Stock

    2005-02-15$1.50/sh−9,851,466$14,777,199→ 0 total(indirect: See footnote)
    Exercise: $6.97From: 2005-02-15→ Common Stock (2,119,867 underlying)
  • Exercise of In-Money

    Warrant to Purchase Series C Convertible Preferred Stock

    2005-02-15−216,533→ 0 total(indirect: See footnote)
    Exercise: $0.01From: 2001-01-04Exp: 2006-01-04→ Series D Convertible Preferred Stock (216,533 underlying)
  • Conversion

    Series L Convertible Preferred Stock

    2005-02-15$1.00/sh−7,000,000$7,000,000→ 0 total
    Exercise: $5.00From: 2005-02-15→ Common Stock (1,400,000 underlying)
  • Award

    Series M Convertible Preferred Stock

    2005-02-15$3.69/sh+5,064$18,661→ 547,805 total
    From: 2005-02-15→ Common Stock (547,805 underlying)
  • Exercise of In-Money

    Warrant to Purchase Series C Convertible Preferred Stock

    2005-02-15−825,484→ 0 total
    Exercise: $0.01From: 2000-09-01Exp: 2005-09-01→ Series C Convertible Preferred Stock (825,484 underlying)
  • Exercise of In-Money

    Warrant to Purchase Series D Convertible Preferred Stock

    2005-02-15−216,533→ 0 total
    Exercise: $0.01From: 2001-01-04Exp: 2006-01-04→ Series D Convertible Preferred Stock (216,533 underlying)
Holdings

  • Restricted Common Stock

    (indirect: See footnote)
    270

  • Restricted Common Stock

    270
TH LEE PUTNAM PARALLEL VENTURES LP
10% Owner
Transactions
  • Conversion

    Series G Convertible Preferred Stock

    2005-02-15$0.75/sh−3,333,333$2,500,000→ 0 total
    Exercise: $30.50From: 2003-09-18→ Common Stock (81,970 underlying)
  • Conversion

    Series I Convertible Preferred Stock

    2005-02-15$1.50/sh−12,643,332$18,964,998→ 0 total
    Exercise: $5.06From: 2005-02-15→ Common Stock (198,947 underlying)
  • Conversion

    Series J Convertible Preferred Stock

    2005-02-15$1.50/sh−6,333,534$9,500,301→ 0 total
    Exercise: $6.15From: 2005-02-15→ Common Stock (3,748,395 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2005-02-15$9.00/sh−2,806,797$25,261,173→ 0 total
    Exercise: $51.84From: 2000-05-31→ Common Stock (482,410 underlying)
  • Conversion

    Common Stock

    2005-02-15$51.84/sh+482,410$25,008,134→ 482,410 total
  • Conversion

    Common Stock

    2005-02-15$49.37/sh+337,983$16,686,221→ 820,393 total
  • Conversion

    Common Stock

    2005-02-15$26.74/sh+360,749$9,646,428→ 1,181,142 total
  • Conversion

    Common Stock

    2005-02-15$30.50/sh+81,970$2,500,085→ 1,263,112 total
  • Conversion

    Common Stock

    2005-02-15$9.90/sh+198,947$1,969,575→ 1,462,059 total
  • Conversion

    Common Stock

    2005-02-15$5.06/sh+3,748,395$18,966,879→ 5,210,454 total
  • Conversion

    Common Stock

    2005-02-15$6.15/sh+1,544,283$9,497,340→ 6,754,737 total
  • Conversion

    Common Stock

    2005-02-15$6.97/sh+2,119,867$14,775,473→ 8,874,604 total
  • Conversion

    Common Stock

    2005-02-15$5.00/sh+1,400,000$7,000,000→ 10,274,604 total
  • Conversion

    Series D Convertible Preferred Stock

    2005-02-15$5.50/sh−1,234,071$6,787,391→ 0 total
    Exercise: $26.74From: 2001-09-05→ Common Stock (360,749 underlying)
  • Award

    Series M Convertible Preferred Stock

    2005-02-15$3.69/sh+5,064$18,661→ 547,805 total
    From: 2005-02-15→ Common Stock (547,805 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2005-02-15$6.00/sh−2,825,484$16,952,904→ 0 total
    Exercise: $49.37From: 2000-09-22→ Common Stock (337,983 underlying)
  • Conversion

    Series H Convertible Preferred Stock

    2005-02-15$10.00/sh−196,900$1,969,000→ 0 total
    Exercise: $9.90From: 2003-09-18→ Common Stock (8,197,334 underlying)
  • Conversion

    Series K Convertible Preferred Stock

    2004-12-21$1.50/sh−9,851,466$14,777,199→ 0 total
    Exercise: $6.97From: 2005-02-15→ Common Stock (2,119,867 underlying)
  • Conversion

    Series K Convertible Preferred Stock

    2005-02-15$1.50/sh−9,851,466$14,777,199→ 0 total(indirect: See footnote)
    Exercise: $6.97From: 2005-02-15→ Common Stock (2,119,867 underlying)
  • Conversion

    Series L Convertible Preferred Stock

    2005-02-15$1.00/sh−7,000,000$7,000,000→ 0 total
    Exercise: $5.00From: 2005-02-15→ Common Stock (1,400,000 underlying)
  • Exercise of In-Money

    Warrant to Purchase Series C Convertible Preferred Stock

    2005-02-15−825,484→ 0 total
    Exercise: $0.01From: 2000-09-01Exp: 2005-09-01→ Series C Convertible Preferred Stock (825,484 underlying)
  • Exercise of In-Money

    Warrant to Purchase Series D Convertible Preferred Stock

    2005-02-15−216,533→ 0 total
    Exercise: $0.01From: 2001-01-04Exp: 2006-01-04→ Series D Convertible Preferred Stock (216,533 underlying)
  • Exercise of In-Money

    Warrant to Purchase Series C Convertible Preferred Stock

    2005-02-15−216,533→ 0 total(indirect: See footnote)
    Exercise: $0.01From: 2001-01-04Exp: 2006-01-04→ Series D Convertible Preferred Stock (216,533 underlying)
Holdings

  • Restricted Common Stock

    270

  • Restricted Common Stock

    (indirect: See footnote)
    270
THLI CONIVESTMENT PARTNERS LLC
10% Owner
Transactions
  • Conversion

    Common Stock

    2005-02-15$26.74/sh+360,749$9,646,428→ 1,181,142 total
  • Conversion

    Common Stock

    2005-02-15$30.50/sh+81,970$2,500,085→ 1,263,112 total
  • Conversion

    Common Stock

    2005-02-15$9.90/sh+198,947$1,969,575→ 1,462,059 total
  • Conversion

    Common Stock

    2005-02-15$51.84/sh+482,410$25,008,134→ 482,410 total
  • Conversion

    Common Stock

    2005-02-15$49.37/sh+337,983$16,686,221→ 820,393 total
  • Conversion

    Common Stock

    2005-02-15$6.15/sh+1,544,283$9,497,340→ 6,754,737 total
  • Conversion

    Common Stock

    2005-02-15$6.97/sh+2,119,867$14,775,473→ 8,874,604 total
  • Conversion

    Common Stock

    2005-02-15$5.00/sh+1,400,000$7,000,000→ 10,274,604 total
  • Award

    Series M Convertible Preferred Stock

    2005-02-15$3.69/sh+5,064$18,661→ 547,805 total
    From: 2005-02-15→ Common Stock (547,805 underlying)
  • Conversion

    Series G Convertible Preferred Stock

    2005-02-15$0.75/sh−3,333,333$2,500,000→ 0 total
    Exercise: $30.50From: 2003-09-18→ Common Stock (81,970 underlying)
  • Conversion

    Series H Convertible Preferred Stock

    2005-02-15$10.00/sh−196,900$1,969,000→ 0 total
    Exercise: $9.90From: 2003-09-18→ Common Stock (8,197,334 underlying)
  • Conversion

    Series I Convertible Preferred Stock

    2005-02-15$1.50/sh−12,643,332$18,964,998→ 0 total
    Exercise: $5.06From: 2005-02-15→ Common Stock (198,947 underlying)
  • Conversion

    Common Stock

    2005-02-15$5.06/sh+3,748,395$18,966,879→ 5,210,454 total
  • Conversion

    Series B Convertible Preferred Stock

    2005-02-15$9.00/sh−2,806,797$25,261,173→ 0 total
    Exercise: $51.84From: 2000-05-31→ Common Stock (482,410 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2005-02-15$6.00/sh−2,825,484$16,952,904→ 0 total
    Exercise: $49.37From: 2000-09-22→ Common Stock (337,983 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2005-02-15$5.50/sh−1,234,071$6,787,391→ 0 total
    Exercise: $26.74From: 2001-09-05→ Common Stock (360,749 underlying)
  • Exercise of In-Money

    Warrant to Purchase Series D Convertible Preferred Stock

    2005-02-15−216,533→ 0 total
    Exercise: $0.01From: 2001-01-04Exp: 2006-01-04→ Series D Convertible Preferred Stock (216,533 underlying)
  • Conversion

    Series J Convertible Preferred Stock

    2005-02-15$1.50/sh−6,333,534$9,500,301→ 0 total
    Exercise: $6.15From: 2005-02-15→ Common Stock (3,748,395 underlying)
  • Conversion

    Series K Convertible Preferred Stock

    2004-12-21$1.50/sh−9,851,466$14,777,199→ 0 total
    Exercise: $6.97From: 2005-02-15→ Common Stock (2,119,867 underlying)
  • Conversion

    Series K Convertible Preferred Stock

    2005-02-15$1.50/sh−9,851,466$14,777,199→ 0 total(indirect: See footnote)
    Exercise: $6.97From: 2005-02-15→ Common Stock (2,119,867 underlying)
  • Conversion

    Series L Convertible Preferred Stock

    2005-02-15$1.00/sh−7,000,000$7,000,000→ 0 total
    Exercise: $5.00From: 2005-02-15→ Common Stock (1,400,000 underlying)
  • Exercise of In-Money

    Warrant to Purchase Series C Convertible Preferred Stock

    2005-02-15−825,484→ 0 total
    Exercise: $0.01From: 2000-09-01Exp: 2005-09-01→ Series C Convertible Preferred Stock (825,484 underlying)
  • Exercise of In-Money

    Warrant to Purchase Series C Convertible Preferred Stock

    2005-02-15−216,533→ 0 total(indirect: See footnote)
    Exercise: $0.01From: 2001-01-04Exp: 2006-01-04→ Series D Convertible Preferred Stock (216,533 underlying)
Holdings

  • Restricted Common Stock

    270

  • Restricted Common Stock

    (indirect: See footnote)
    270
Footnotes (10)
  • [F1]This statement is being filed by each of the following persons (the "Reporting Persons") pursuant to Rule 16a-3(j) promulgated by the Securities and Exchange Commission (the "Commission") pursuant to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"): (continued in footnote (2))
  • [F10]Warrants to purchase Series C Preferred Stock and Series D Preferred Stock were exercised prior to giving effect to the 1 for 50 reverse stock referred to above. The Series C Preferred Stock and Series D Preferred Stock acquired pursuant to the exercise of the warrants was subsequently converted into shares of Common Stock, and such amounts are included in the acquisitions reported in Table I and the number of shares of Series C and Series D Preferred Stock converted as reported in Table II.
  • [F2](continued from footnote (1)) TH Lee Putnam Ventures, L.P. (f/k/a TH Lee.Putnam Internet Partners, L.P.), a Delaware limited partnership (the "Fund"), TH Lee Putnam Parallel Ventures, L.P., (f/k/a TH Lee.Putnam Internet Parallel Partners, L.P.), a Delaware limited partnership, (the "Non-U.S. Fund"), THLi Co Investment Partners, LLC, a Delaware limited liability corporation (the "Coinvestor"), Blue Star I, LLC., a Delaware limited liability company ("Blue Star"), TH Lee Putnam Fund Advisors, L.P. a Delaware limited partnership (the "Fund Advisor"), TH Lee Putnam Fund Advisors, LLC, a Delaware limited liability company (the "Fund Advisor GP"), TH Lee Global Internet Managers, L.P., a Delaware limited partnership, TH Lee Global Internet Advisers, LLC, a Delaware limited liability company, TH Lee Putnam Capital, L.P., a Delaware limited partnership, and Thomas H. Lee. (continued in footnote (3))
  • [F3](continued from footnote (2)) The Fund Advisor is the general partner of the U.S. Fund, the Non-U.S. Fund, and the Coinvestor. The Fund Advisor GP is the general partner of the Fund Advisor. Thomas H. Lee is the sole shareholder of Blue Star. The Fund, the Non-U.S. Fund, Blue Star and the Coinvestor directly hold the securities reported on Form 4. Each of the Fund the Non-U.S. Fund, Blue Star and the Coinvestor disclaim beneficial ownership as defined under Rule 16a-1(a)(2) under the Exchange Act, of the securities reported on this Form 4 except to the extent of their pecuniary interest therein.
  • [F4]Each of the Fund Manager, the Fund Manager GP, TH Lee Putnam Capital, L.P., the Fund Advisor, the Fund Advisor GP and Thomas H. Lee may be deemed to beneficially own, as defined under Rule 16a-1(a)(2) under the Exchange Act, the securities reported on this Form 4. Each of the Fund Manager, the Fund Manager GP, TH Lee Putnam Capital L.P., the Fund Advisor, the Fund Advisor GP and Thomas H. Lee disclaim beneficial ownership of the securities of the Issuer directly beneficially owned by the Fund, the Non-U.S. Fund, the Coinvestor and Blue Star, except to the extent of their respective pecuniary interests therein.
  • [F5]Number of securities and exercise or conversion price have been adjusted to reflect a one-for-fifty reverse stock split effective on February 15, 2005.
  • [F6]The transaction is not an exercise or a conversion of derivative security.
  • [F7]None.
  • [F8]Table II hereto is continued on Table II of a second Form 4 ("Form 4 No. 2") filed by the Reporting Persons on February 17, 2005. Form 4 No. 2 includes additional direct and indirect holdings of securities held by the Reporting Persons and reflects to a 1 for 50 reverse stock split effective February 15, 2005. The holdings set forth on Form 4 No. 2 were not included herein due to space limitations.
  • [F9]These shares of Preferred Stock were converted on February 15, 2005, at their respective conversion price per share, resulting in the acquisition of the shares of common stock.

Documents

2 files

Issuer

VELOCITY EXPRESS CORP

CIK 0001002902

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001002902

Filing Metadata

Form type
4
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 7:04 PM ET
Size
106.2 KB
View on SEC.gov