Home/Filings/4/0001209191-05-013138
4//SEC Filing

FIDELITY FEDERAL BANCORP 4

Accession 0001209191-05-013138

CIK 0000910492operating

Filed

Mar 1, 7:00 PM ET

Accepted

Mar 2, 1:43 PM ET

Size

12.1 KB

Accession

0001209191-05-013138

Insider Transaction Report

Form 4
Period: 2005-02-28
STOFFREGEN PHILLIP J
Director10% Owner
Transactions
  • Other

    Common Stock

    2005-02-28$1.85/sh682$1,262642,500 total(indirect: By LLC)
Holdings
  • Director Stock Option (right to buy)

    Exercise: $51.72Exp: 2010-05-19Common Stock (550 underlying)
    550
  • Common Stock Warrants (right to buy)

    (indirect: By LLC)
    Exercise: $30.00Exp: 2012-02-28Common Stock (32,218.25 underlying)
    32,218.25
  • Director Stock Option (right to buy)

    Exercise: $53.04Exp: 2012-05-01Common Stock (416.67 underlying)
    416.67
  • Common Stock Warrants (right to buy)

    (indirect: By Pedcor Bancorp)
    Exercise: $30.00Exp: 2012-02-28Common Stock (2,055.5 underlying)
    2,055.5
Footnotes (6)
  • [F1]On February 28, 2005, the Issuer effected a 1 for 30,000 reverse stock split of its common stock. No fractional shares of common stock were issued as a result of the reverse stock split. In lieu thereof, the Issuer cashed out each share of common stock that otherwise would have become a fractional share for a cash amount equal to $1.85 per each pre-reverse split share. Subsequently, the Issuer effected a 2,500 for 1 forward stock split.
  • [F2]This Stock Option was previously reported as covering 6,600 shares of common stock of the Issuer at a price of $4.31 per share. It has been adjusted to give effect to the Issuer's reverse stock split and forward stock split.
  • [F3]Immediately
  • [F4]This Stock Option was previously reported as covering 5,000 shares of common stock of the Issuer at a price of $4.42 per share. It has been adjusted to give effect to the Issuer's reverse stock split and forward stock split.
  • [F5]This Warrant was previously reported as covering 386,619 shares of common stock of the Issuer at a price of $2.5 per share. It has been adjusted to give effect to the Issuer's reverse stock split and forward stock split.
  • [F6]This Warrant was previously reported as covering 24,666 shares of common stock of the Issuer at a price of $2.5 per share. It has been adjusted to give effect to the Issuer's reverse stock split and forward stock split.

Issuer

FIDELITY FEDERAL BANCORP

CIK 0000910492

Entity typeoperating
IncorporatedNV

Related Parties

1
  • filerCIK 0000910492

Filing Metadata

Form type
4
Filed
Mar 1, 7:00 PM ET
Accepted
Mar 2, 1:43 PM ET
Size
12.1 KB