Home/Filings/4/0001209191-05-023243

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CRK PARTNERS II LP 4

Accession 0001209191-05-023243

CIK 0001310067other

View on SEC.gov Company Profile

Filed

May 2, 8:00 PM ET

Accepted

May 3, 6:02 AM ET

Size

36.5 KB

Accession

0001209191-05-023243

Insider Transaction Report

Form 4

Period: 2005-04-29

Sears Holdings CORPSHLD

RBS PARTNERS L P /CT

Director10% Owner

Transactions

Other
Common Stock, par value $0.01 per share
2005-04-29+63,059→ 16,819,887 total
Other
Common Stock, par value $0.01 per share
2005-04-29+264,472→ 64,476,925 total(indirect: see footnote)
Other
Common Stock, par value $0.01 per share
2005-04-29+201,413→ 47,657,038 total

Holdings

Common Stock, par value $0.01 per share
747
Common Stock, par value $0.01 per share
(indirect: see footnote)
338,239
Common Stock, par value $0.01 per share
15,999
Common Stock, par value $0.01 per share
0
Common Stock, par value $0.01 per share
338,239

RBS INVESTMENT MANAGEMENT LLC

10% Owner

Transactions

Other
Common Stock, par value $0.01 per share
2005-04-29+264,472→ 64,476,925 total(indirect: see footnote)
Other
Common Stock, par value $0.01 per share
2005-04-29+63,059→ 16,819,887 total
Other
Common Stock, par value $0.01 per share
2005-04-29+201,413→ 47,657,038 total

Holdings

Common Stock, par value $0.01 per share
15,999
Common Stock, par value $0.01 per share
747
Common Stock, par value $0.01 per share
0
Common Stock, par value $0.01 per share
(indirect: see footnote)
338,239
Common Stock, par value $0.01 per share
338,239

ESL PARTNERS LP

Director10% Owner

Transactions

Other
Common Stock, par value $0.01 per share
2005-04-29+201,413→ 47,657,038 total
Other
Common Stock, par value $0.01 per share
2005-04-29+264,472→ 64,476,925 total(indirect: see footnote)
Other
Common Stock, par value $0.01 per share
2005-04-29+63,059→ 16,819,887 total

Holdings

Common Stock, par value $0.01 per share
(indirect: see footnote)
338,239
Common Stock, par value $0.01 per share
0
Common Stock, par value $0.01 per share
15,999
Common Stock, par value $0.01 per share
747
Common Stock, par value $0.01 per share
338,239

ESL INVESTMENT MANAGEMENT, L.P.

10% Owner

Transactions

Other
Common Stock, par value $0.01 per share
2005-04-29+264,472→ 64,476,925 total(indirect: see footnote)
Other
Common Stock, par value $0.01 per share
2005-04-29+63,059→ 16,819,887 total
Other
Common Stock, par value $0.01 per share
2005-04-29+201,413→ 47,657,038 total

Holdings

Common Stock, par value $0.01 per share
747
Common Stock, par value $0.01 per share
338,239
Common Stock, par value $0.01 per share
0
Common Stock, par value $0.01 per share
15,999
Common Stock, par value $0.01 per share
(indirect: see footnote)
338,239

ESL INVESTMENTS INC

Director10% Owner

Transactions

Other
Common Stock, par value $0.01 per share
2005-04-29+264,472→ 64,476,925 total(indirect: see footnote)
Other
Common Stock, par value $0.01 per share
2005-04-29+201,413→ 47,657,038 total
Other
Common Stock, par value $0.01 per share
2005-04-29+63,059→ 16,819,887 total

Holdings

Common Stock, par value $0.01 per share
338,239
Common Stock, par value $0.01 per share
15,999
Common Stock, par value $0.01 per share
0
Common Stock, par value $0.01 per share
(indirect: see footnote)
338,239
Common Stock, par value $0.01 per share
747

ESL INSTITUTIONAL PARTNERS LP

10% Owner

Transactions

Other
Common Stock, par value $0.01 per share
2005-04-29+264,472→ 64,476,925 total(indirect: see footnote)
Other
Common Stock, par value $0.01 per share
2005-04-29+201,413→ 47,657,038 total
Other
Common Stock, par value $0.01 per share
2005-04-29+63,059→ 16,819,887 total

Holdings

Common Stock, par value $0.01 per share
747
Common Stock, par value $0.01 per share
338,239
Common Stock, par value $0.01 per share
15,999
Common Stock, par value $0.01 per share
0
Common Stock, par value $0.01 per share
(indirect: see footnote)
338,239

ESL INVESTORS LLC

Director10% Owner

Transactions

Other
Common Stock, par value $0.01 per share
2005-04-29+264,472→ 64,476,925 total(indirect: see footnote)
Other
Common Stock, par value $0.01 per share
2005-04-29+63,059→ 16,819,887 total
Other
Common Stock, par value $0.01 per share
2005-04-29+201,413→ 47,657,038 total

Holdings

Common Stock, par value $0.01 per share
0
Common Stock, par value $0.01 per share
15,999
Common Stock, par value $0.01 per share
338,239
Common Stock, par value $0.01 per share
747
Common Stock, par value $0.01 per share
(indirect: see footnote)
338,239

CRK PARTNERS LLC

10% Owner

Transactions

Other
Common Stock, par value $0.01 per share
2005-04-29+264,472→ 64,476,925 total(indirect: see footnote)
Other
Common Stock, par value $0.01 per share
2005-04-29+63,059→ 16,819,887 total
Other
Common Stock, par value $0.01 per share
2005-04-29+201,413→ 47,657,038 total

Holdings

Common Stock, par value $0.01 per share
338,239
Common Stock, par value $0.01 per share
15,999
Common Stock, par value $0.01 per share
747
Common Stock, par value $0.01 per share
(indirect: see footnote)
338,239
Common Stock, par value $0.01 per share
0

CRK PARTNERS II LP

10% Owner

Transactions

Other
Common Stock, par value $0.01 per share
2005-04-29+63,059→ 16,819,887 total
Other
Common Stock, par value $0.01 per share
2005-04-29+264,472→ 64,476,925 total(indirect: see footnote)
Other
Common Stock, par value $0.01 per share
2005-04-29+201,413→ 47,657,038 total

Holdings

Common Stock, par value $0.01 per share
338,239
Common Stock, par value $0.01 per share
0
Common Stock, par value $0.01 per share
747
Common Stock, par value $0.01 per share
(indirect: see footnote)
338,239
Common Stock, par value $0.01 per share
15,999

LAMPERT EDWARD S

Director10% Owner

Transactions

Other
Common Stock, par value $0.01 per share
2005-04-29+264,472→ 64,476,925 total(indirect: see footnote)
Other
Common Stock, par value $0.01 per share
2005-04-29+201,413→ 47,657,038 total
Other
Common Stock, par value $0.01 per share
2005-04-29+63,059→ 16,819,887 total

Holdings

Common Stock, par value $0.01 per share
15,999
Common Stock, par value $0.01 per share
0
Common Stock, par value $0.01 per share
747
Common Stock, par value $0.01 per share
(indirect: see footnote)
338,239
Common Stock, par value $0.01 per share
338,239

Footnotes (13)

[F1]These shares of Common Stock, par value $0.01 per share of Sears Holdings Corporation ("Common Stock") were distributed by Kmart Holding Corporation on account of previously reported trade vendor/lease rejection claims (and participations in such claims) held by ESL Partners, L.P., a Delaware limited partnership ("Partners") and ESL Investors, L.L.C., a Delaware limited liability company ("Investors"). Pursuant to Kmart Corporation's Plan of Reorganization, an affiliate of the Reporting Persons has in the past received shares of Common Stock of Kmart Holding Corporation (the predecessor to Sears Holdings Corporation ("Holdings")) which acquisitions have been reported on Forms 3 and 4 previously filed by the Reporting Persons and certain of the Reporting Persons may receive in the future shares of Common Stock on account of these same trade vendor/lease rejection claims as all trade vendor/lease rejection claims held by all persons continue to be reconciled.
[F10]These securities may be deemed beneficially owned by RBS Investment Management, L.L.C., a Delaware limited liability company ("RBSIM"). See Notes 12 and 13.
[F11]These securities are owned by CRK Partners II, L.P., a Delaware limited partnership ("CRK II").
[F12]This Form 4 is filed on behalf of a group consisting of ESL, Edward S. Lampert, CRK LLC, CRK II, Investors, Partners, Institutional, Investment Management, RBS and RBSIM. Mr. Lampert is the sole shareholder, chief executive officer and a director of ESL and the managing member of Investment Management and the Chairman and a director of Holdings. ESL is the general partner of RBS, the sole member of CRK LLC and the managing member of RBSIM. RBS is the managing member of Investors and the general partner of Partners. RBSIM is the general partner of Institutional. Pursuant to Rule 16a-1(a)(2), each of ESL, Mr. Lampert, RBS and RBSIM may be deemed to be the beneficial owner of the securities reported herein.
[F13]The total amount of securities reported as benefically owned by CRK LLC, Investors, Partners, and Institutional is greater than ESL's or Mr. Lampert's indirect pecuniary interest in the securities owned by such persons. The total amount of securities reported as beneficially owned by Investment Management is greater than Mr. Lampert's indirect pecuniary interest in the securities owned by such persons. The total amount of securities reported as beneficially owned by Investors and Partners is greater than RBS's indirect pecuniary interest in the securities owned by such persons. The total amount of securities reported as beneficially owned by Institutional is greater than RBSIM's indirect pecuniary interest in the securities owned by such person. CRK II expressly disclaims beneficial ownership of the securities reported herein.
[F2]These securities are owned by Partners.
[F3]These securities are owned by Investors.
[F4]These securities may be deemed beneficially owned by RBS Partners, L.P., a Delaware limited partnership ("RBS"). See Notes 12 and 13.
[F5]These securities may be deemed beneficially owned by ESL Investments, Inc., a Delaware corporation ("ESL"). See Notes 12 and 13.
[F6]These securities may be deemed beneficially owned by Edward S. Lampert. See Notes 12 and 13.
[F7]These securities are owned by CRK Partners, LLC, a Delaware limited liability company ("CRK LLC").
[F8]These securities are owned by ESL Investment Management, LLC, a Delaware limited liability company ("Investment Management").
[F9]These securities are owned by ESL Institutional Partners, L.P., a Delaware limited partnership ("Institutional").

Documents

2 files

Issuer

Sears Holdings CORP

CIK 0001310067

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001251948

Filing Metadata

Form type: 4
Filed: May 2, 8:00 PM ET
Accepted: May 3, 6:02 AM ET
Size: 36.5 KB

View on SEC.gov