Home/Filings/4/0001209191-05-023355
4//SEC Filing

ASCENTIAL SOFTWARE CORP 4

Accession 0001209191-05-023355

CIK 0000799089operating

Filed

May 2, 8:00 PM ET

Accepted

May 3, 1:05 PM ET

Size

32.2 KB

Accession

0001209191-05-023355

Insider Transaction Report

Form 4
Period: 2005-04-29
FIORE PETER L
President
Transactions
  • Disposition to Issuer

    Stock Option (right to buy)

    2005-04-2930,6250 total
    Exercise: $21.43Exp: 2008-12-15Common Stock (30,625 underlying)
  • Disposition to Issuer

    Common Stock

    2005-04-29105,9090 total
  • Disposition to Issuer

    Stock Option (right to buy)

    2005-04-297,0000 total
    Exercise: $9.14Exp: 2005-12-19Common Stock (7,000 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2005-04-293,7820 total
    Exercise: $11.14Exp: 2006-07-29Common Stock (3,782 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2005-04-297,2180 total
    Exercise: $8.86Exp: 2006-01-12Common Stock (7,218 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2005-04-29125,0000 total
    Exercise: $9.60Exp: 2012-12-31Common Stock (125,000 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2005-04-29240,0000 total
    Exercise: $27.10Exp: 2014-01-09Common Stock (240,000 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2005-04-2962,5000 total
    Exercise: $67.75Exp: 2010-04-19Common Stock (62,500 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2005-04-2920,3110 total
    Exercise: $12.00Exp: 2006-05-10Common Stock (20,311 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2005-04-2975,0000 total
    Exercise: $13.12Exp: 2012-04-29Common Stock (75,000 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2005-04-29150,0000 total
    Exercise: $20.00Exp: 2011-07-30Common Stock (150,000 underlying)
Footnotes (8)
  • [F1]Shares listed on Line 1 of Table I were disposed of in a merger transaction between Ascential Software Corporation and IBM (the "Merger") for a cash price of $18.50 per share, as set forth in the definitive Proxy Statement of Ascential dated April 1, 2005, as supplemented by the Supplement to the Proxy Statement dated April 14, 2005, relating to the Merger (the "Merger Proxy Statement").
  • [F2]The options listed in Line 1 of Table II were accelerated prior to and converted upon the Merger into the right to receive an amount in cash equal to the number of shares of Ascential common stock subject to the options multiplied by the excess of $18.50 over the $8.86 per share option exercise price.
  • [F3]The options listed in Line 2 of Table II were accelerated prior to and converted upon the Merger into the right to receive an amount in cash equal to the number of shares of Ascential common stock subject to the options multiplied by the excess of $18.50 over the $9.144 per share option exercise price.
  • [F4]The options listed in Line 3 of Table II were accelerated prior to and converted upon the Merger into the right to receive an amount in cash equal to the number of shares of Ascential common stock subject to the options multiplied by the excess of $18.50 over the $9.60 per share option exercise price.
  • [F5]The options listed in Line 4 of Table II were accelerated prior to and converted upon the Merger into the right to receive an amount in cash equal to the number of shares of Ascential common stock subject to the options multiplied by the excess of $18.50 over the $11.144 per share option exercise price.
  • [F6]The options listed in Line 5 of Table II were accelerated prior to and converted upon the Merger into the right to receive an amount in cash equal to the number of shares of Ascential common stock subject to the options multiplied by the excess of $18.50 over the $12.00 per share option exercise price.
  • [F7]The options listed in Line 6 of Table II were accelerated prior to and converted upon the Merger into the right to receive an amount in cash equal to the number of shares of Ascential common stock subject to the options multiplied by the excess of $18.50 over the $13.12 per share option exercise price.
  • [F8]The options listed in Lines 7 through 11 of Table II were accelerated prior to and cancelled in the Merger because the exercise price exceeded $18.50.

Issuer

ASCENTIAL SOFTWARE CORP

CIK 0000799089

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000799089

Filing Metadata

Form type
4
Filed
May 2, 8:00 PM ET
Accepted
May 3, 1:05 PM ET
Size
32.2 KB