4//SEC Filing
OVERELL ROBERT 4
Accession 0001209191-05-030116
CIK 0001130591other
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 6:32 PM ET
Size
14.4 KB
Accession
0001209191-05-030116
Insider Transaction Report
Form 4
XENOPORT INCXNPT
OVERELL ROBERT W
Director
Transactions
- Exercise of In-Money
Warrant
2005-06-01−28,349→ 0 totalExercise: $0.06→ Common Stock (28,349 underlying) - Other
Series D Convertible Preferred Stock
2005-06-01+1,349→ 34,681 total(indirect: See footnote)→ Common Stock (1,349 underlying) - Award
Stock Option (Right to Buy)
2005-06-02+10,000→ 10,000 totalExercise: $10.39Exp: 2015-06-01→ Common Stock (10,000 underlying) - Exercise of In-Money
Common Stock
2005-06-01+28,186→ 181,529 total(indirect: See footnote)
Footnotes (8)
- [F1]Includes 27,977 shares of Common Stock issued to Frazier Healthcare upon net exercise of a warrant and 209 shares of Common Stock issued to Frazier Affiliates upon net exercise of a warrant. The reporting person is an affiliate of the general partner of Frazier Healthcare and Frazier Affiliates, however he disclaims beneficial ownership of the shares except to the extent of his proportionate partnership interest therein.
- [F2]Includes 181,320 shares of Common Stock issued to Frazier Healthcare III, L.P. ("Frazier Healthcare") and 209 shares of Common Stock issued to Frazier Affiliates III, L.P. ("Frazier Affiliates"). The reporting person is an affiliate of the general partner of Frazier Healthcare and Frazier Affiliates, however he disclaims beneficial ownership of the shares except to the extent of his proportionate partnership interest therein.
- [F3]Automatic conversion of Series D Convertible Preferred Stock into common stock upon the closing of the issuer's initial public offering at a conversion rate of 1-for-1.
- [F4]Includes 1,344 shares of Series D Convertible Preferred Stock received pursuant to a stock dividend paid as an in-kind dividend on the issuer's outstanding shares of Series D Convertible Preferred Stock and held by Frazier Healthcare and 5 shares of Series D Convertible Preferred Stock received pursuant to a stock dividend paid as an in-kind dividend on the issuer's outstanding shares of Series D Convertible Preferred Stock and held by Frazier Affiliates. The reporting person is an affiliate of the general partner of Frazier Healthcare and Frazier Affiliates, however he disclaims beneficial ownership of the shares except to the extent of his proportionate partnership interest therein.
- [F5]Includes 34,428 shares held by Frazier Healthcare and 253 shares held by Frazier Affiliates. The reporting person is an affiliate of the general partner of Frazier Healthcare and Frazier Affiliates, however he disclaims beneficial ownership of the shares except to the extent of his proportionate partnership interest therein.
- [F6]Exercisable at any time prior to expiration.
- [F7]Expires immediately prior to the initial public offering of the issuer's Common Stock.
- [F8]The option becomes exercisable on June 2, 2005.
Documents
Issuer
XENOPORT INC
CIK 0001130591
Entity typeother
Related Parties
1- filerCIK 0001185830
Filing Metadata
- Form type
- 4
- Filed
- Jun 2, 8:00 PM ET
- Accepted
- Jun 3, 6:32 PM ET
- Size
- 14.4 KB