4//SEC Filing
OVERELL ROBERT 4
Accession 0001209191-05-031293
CIK 0001130591other
Filed
Jun 8, 8:00 PM ET
Accepted
Jun 9, 7:48 PM ET
Size
17.9 KB
Accession
0001209191-05-031293
Insider Transaction Report
Form 4
XENOPORT INCXNPT
OVERELL ROBERT W
Director
Transactions
- Award
Series D Convertible Preferred Stock
2005-06-07+1,421→ 34,753 total(indirect: See footnote)→ Common Stock (1,421 underlying) - Conversion
Series D Convertible Preferred Stock
2005-06-07−34,753→ 0 total→ Common Stock (34,753 underlying) - Conversion
Series A Convertible Preferred Stock
2005-06-07−666,666→ 0 total→ Common Stock (666,666 underlying) - Conversion
Series B Convertible Preferred Stock
2005-06-07−566,665→ 0 total→ Common Stock (566,665 underlying) - Conversion
Common Stock
2005-06-07+1,368,083→ 1,549,612 total(indirect: See Footnote) - Conversion
Series C Convertible Preferred Stock
2005-06-07−99,999→ 0 total→ Common Stock (99,999 underlying)
Footnotes (4)
- [F1]Automatic conversion of Series A Convertible Preferred, Series B Convertible Preferred, Series C Convertible Preferred and Series D Convertible Preferred Stock into common stock upon the closing of the issuer's initial public offering at a conversion rate of 1-for-1.
- [F2]Includes 1,539,194 shares held by Frazier Healthcare III, L.P. and 10,418 shares held by Frazier Affiliates III, L.P. The reporting person is an affiliate of the general partner of Frazier Healthcare III, L.P. and Frazier Affiliates III, L.P., however he disclaims beneficial ownership of the shares except to the extent of his proporionate partnership interest therein.
- [F3]Includes 1,411 shares of Series D Convertible Preferred Stock received pursuant to an in-kind dividend on the issuer's outstanding shares of Series D Convertible Preferred Stock paid immediately prior to the closing of the issuer's initial public offering and held by Frazier Healthcare III, L.P. and 10 shares of Series D Convertible Preferred Stock received pursuant to an in-kind dividend on the issuer's outstanding shares of Series D Convertible Preferred Stock paid immediately prior to the closing of the issuer's initial public offering and held by Frazier Affiliates III, L.P.
- [F4]Includes 34,495 shares held by Frazier Healthcare III, L.P. and 258 shares held by Frazier Affiliates III, L.P. The reporting person is an affiliate of the general partner of Frazier Healthcare III, L.P. and Frazier Affiliates III, L.P., however, he disclaims beneficial ownership of the shares except to the extent of his proportionate partnership interest therein.
Documents
Issuer
XENOPORT INC
CIK 0001130591
Entity typeother
Related Parties
1- filerCIK 0001185830
Filing Metadata
- Form type
- 4
- Filed
- Jun 8, 8:00 PM ET
- Accepted
- Jun 9, 7:48 PM ET
- Size
- 17.9 KB