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4//SEC Filing

BLAIR ROBERT L 4

Accession 0001209191-05-034813

CIK 0000907410other
View on SEC.govCompany Profile

Filed

Jun 30, 8:00 PM ET

Accepted

Jul 1, 9:40 PM ET

Size

15.1 KB

Accession

0001209191-05-034813

Insider Transaction Report

Form 4
Period: 2005-06-29
ESS TECHNOLOGY INCESST
BLAIR ROBERT L
DirectorCEO and President
Transactions
  • Award

    Equity Incentive Stock Option Plan (Right to Buy)

    2005-06-29+171,666→ 171,666 total
    Exercise: $4.12Exp: 2015-06-28→ Common Stock (171,666 underlying)
  • Award

    Equity Incentive Stock Option Plan (Right to Buy)

    2005-06-29+160,000→ 160,000 total
    Exercise: $4.12Exp: 2015-06-28→ Common Stock (160,000 underlying)
  • Award

    Equity Incentive Stock Option Plan (Right to Buy)

    2005-06-29+15,000→ 15,000 total
    Exercise: $4.12Exp: 2015-06-28→ Common Stock (15,000 underlying)
Holdings

  • Common Stock

    22,344
Footnotes (6)
  • [F1]Includes 371 shares of Common Stock purchased on April 29, 2005 through the Issuer's Employee Stock Purchase Plan.
  • [F2]1/24th of 160,000 shares were fully vested on the date of grant and 1/24th of 160,000 shares vest monthly thereafter on the 3rd day of each month commencing July 3, 2005 through May 3, 2007.
  • [F3]On December 28, 2004, the Issuer canceled, pursuant to the Issuer's option exchange program, a ten-year option granted to the reporting person on August 21, 2002 to purchase 160,000 shares at a purchase price of $12.97 per share. In exchange, the reporting person received the option reported herein.
  • [F4]This option was fully vested and immediately exercisable on the date of grant.
  • [F5]On December 28, 2004, the Issuer canceled, pursuant to the Issuer's option exchange program, a ten-year option granted to the reporting person on September 16, 1999 to purchase 171,666 shares at a purchase price of $15.00 per share. In exchange, the reporting person received the option reported herein.
  • [F6]On December 28, 2004, the Issuer canceled, pursuant to the Issuer's option exchange program, a ten-year option granted to the reporting person on September 3, 1999 to purchase 15,000 shares at a purchase price of $12.25 per share. In exchange, the reporting person received the option reported herein.

Documents

2 files

Issuer

ESS TECHNOLOGY INC

CIK 0000907410

→
Entity typeother

Related Parties

1
  • filerCIK 0001201306

Filing Metadata

Form type
4
Filed
Jun 30, 8:00 PM ET
Accepted
Jul 1, 9:40 PM ET
Size
15.1 KB
View on SEC.gov