optionsXpress Holdings, Inc.·4

Jan 10, 6:17 PM ET

Kalt David S 4

4 · optionsXpress Holdings, Inc. · Filed Jan 10, 2006

Insider Transaction Report

Form 4
Period: 2006-01-09
Kalt David S
DirectorCEO
Transactions
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2006-01-0916,2562,501 total
    Exercise: $0.96Exp: 2013-03-31Common (16,256 underlying)
  • Exercise/Conversion

    Common Stock

    2006-01-09$0.96/sh+16,256$15,6062,609,883 total
Holdings
  • Common Stock

    (indirect: By Trust)
    210,275
  • Common Stock

    (indirect: By Trust)
    210,401
Footnotes (1)
  • [F1]1/3rd of the options become exercisable on the first anniversary date following the grant, which was March 31, 2004, and 1/36th of the options become exercisable on each of the succeeding 24 monthly anniversaries of the first anniversary date.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION