4//SEC Filing
NASDAQ STOCK MARKET INC 4
Accession 0001209191-06-037646
$NDAQCIK 0001120193operating
Filed
Jun 20, 8:00 PM ET
Accepted
Jun 21, 5:34 PM ET
Size
15.7 KB
Accession
0001209191-06-037646
Insider Transaction Report
Form 4
Silver Lake Partners II TSA LP
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2006-06-21$16.00/sh+281,250$4,500,000→ 1,430,250 total(indirect: See footnotes) - Exercise of In-Money
Warrants
2006-06-21$16.00/sh−281,250$4,500,000→ 1,430,250 total(indirect: See footnotes)Exercise: $16.00From: 2005-06-28Exp: 2006-06-27→ Common Stock (281,250 underlying)
Footnotes (2)
- [F1]Silver Lake Partners TSA, L.P., Silver Lake Investors, L.P., Silver Lake Partners II TSA, L.P. and Silver Lake Technology Investors II, L.P. (the "SLP Entities") own indirectly Instinet L.L.C. and Instinet Clearing Services, Inc. (collectively, the "Instinet Entities"), which hold shares of Common Stock and warrants to purchase Common Stock of The Nasdaq Stock Market, Inc. ("Nasdaq"). This filing is reporting the exercise of warrants by the Instinet Entities. The SLP Entities disclaim beneficial ownership of such securities, except to the extent of any indirect pecuniary interest therein.
- [F2]Mr. Hutchins is a managing director of (i) Silver Lake Technology Associates, L.L.C., which is the general partner of (a) Silver Lake Partners TSA, L.P. and (b) Silver Lake Investors, L.P., and (ii) Silver Lake Technology Associates II, L.L.C., which is the general partner of (a) Silver Lake Partners II TSA, L.P. and (b) Silver Lake Technology Investors II, L.P. Mr. Hutchins disclaims beneficial ownership of the Nasdaq securities held by the SLP Entities and the Instinet Entities, except to the extent of any indirect pecuniary interest therein.
Documents
Issuer
NASDAQ STOCK MARKET INC
CIK 0001120193
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001120193
Filing Metadata
- Form type
- 4
- Filed
- Jun 20, 8:00 PM ET
- Accepted
- Jun 21, 5:34 PM ET
- Size
- 15.7 KB