Home/Filings/4/A/0001209191-06-038384
4/A//SEC Filing

HAUPTMAN MARK D 4/A

Accession 0001209191-06-038384

CIK 0000773660other

Filed

Jun 27, 8:00 PM ET

Accepted

Jun 28, 9:43 AM ET

Size

12.4 KB

Accession

0001209191-06-038384

Insider Transaction Report

Form 4/AAmended
Period: 2006-05-08
HAUPTMAN MARK D
Vice President and CFO
Transactions
  • Other

    Stock Option

    2006-05-08+8,6668,666 total
    From: 2007-05-08Exp: 2016-05-08Class A-1 Common Stock (8,666 underlying)
  • Other

    Stock Option

    2006-05-08+8,6678,667 total
    Exercise: $37.00From: 2007-05-08Exp: 2016-05-08Class A-1 Common Stock (8,667 underlying)
Footnotes (4)
  • [F1]The initial exercise price of the option is $37.00. The exercise price of the option will accrete by 10% per year, starting on May 8, 2008. If the optionee exercises the option prior to May 8, 2008, the exercise price will be $37.00. If the optionee exercises the option on or after May 8, 2008 but prior to May 8, 2009, the exercise price will be $40.70. If the optionee exercises the option on or after May 8, 2009 but prior to May 8, 2010, the exercise price will be $44.77. If the optionee exercises the option on or after May 8, 2010 but prior to May 8, 2011, the exercise price will be $49.25. If the optionee exercises the option on or after May 8, 2011, the exercise price will be $54.17.
  • [F2]The reporting person is amending the Form 4 originally filed to report this employee option grant for the purpose of reflecting the disposition of the option on June 26, 2006.
  • [F3]The option vests in different increments on each of the first five anniversaries of May 8, 2006. Twenty-five percent of the option vests on May 8, 2007. Twenty-five percent of the option vests on May 8, 2008. Seventeen percent of the option vests on May 8, 2009. Seventeen percent of the option vests on May 8, 2010. The remaining 16% of the option vests on May 8, 2011.
  • [F4]The options vest in 20% increments on each of the first, second, third, fourth and fifth anniversaries of May 8, 2006

Issuer

HealthMarkets, Inc.

CIK 0000773660

Entity typeother

Related Parties

1
  • filerCIK 0001182250

Filing Metadata

Form type
4/A
Filed
Jun 27, 8:00 PM ET
Accepted
Jun 28, 9:43 AM ET
Size
12.4 KB