4/A//SEC Filing
LERNER PERRY A 4/A
Accession 0001209191-06-041215
CIK 0000911151other
Filed
Jul 12, 8:00 PM ET
Accepted
Jul 13, 8:57 PM ET
Size
21.9 KB
Accession
0001209191-06-041215
Insider Transaction Report
Form 4/AAmended
Santa Monica Pictures, LLC
Director10% Owner
Transactions
- Disposition to Issuer
Series A Preferred Stock
2004-12-30−25,000→ 0 totalExercise: $14.75→ Common Stock (1,694,915 underlying) - Award
Series AA Preferred Stock
2004-12-30+25,000→ 25,000 totalExercise: $14.75→ Common Stock (1,694,915 underlying)
Somerville S Trust
Director10% Owner
Transactions
- Disposition to Issuer
Series A Preferred Stock
2004-12-30−25,000→ 0 totalExercise: $14.75→ Common Stock (1,694,915 underlying) - Award
Series AA Preferred Stock
2004-12-30+25,000→ 25,000 totalExercise: $14.75→ Common Stock (1,694,915 underlying)
ACKERMAN PETER
Director10% Owner
Transactions
- Award
Series AA Preferred Stock
2004-12-30+25,000→ 25,000 totalExercise: $14.75→ Common Stock (1,694,915 underlying) - Disposition to Issuer
Series A Preferred Stock
2004-12-30−25,000→ 0 totalExercise: $14.75→ Common Stock (1,694,915 underlying)
Crown EMAK Investments, LLC
Director10% Owner
Transactions
- Award
Series AA Preferred Stock
2004-12-30+25,000→ 25,000 totalExercise: $14.75→ Common Stock (1,694,915 underlying) - Disposition to Issuer
Series A Preferred Stock
2004-12-30−25,000→ 0 totalExercise: $14.75→ Common Stock (1,694,915 underlying)
Crown EMAK Holdings, LLC
Director10% Owner
Transactions
- Award
Series AA Preferred Stock
2004-12-30+25,000→ 25,000 totalExercise: $14.75→ Common Stock (1,694,915 underlying) - Disposition to Issuer
Series A Preferred Stock
2004-12-30−25,000→ 0 totalExercise: $14.75→ Common Stock (1,694,915 underlying)
Somerville, LLC
Director10% Owner
Transactions
- Award
Series AA Preferred Stock
2004-12-30+25,000→ 25,000 totalExercise: $14.75→ Common Stock (1,694,915 underlying) - Disposition to Issuer
Series A Preferred Stock
2004-12-30−25,000→ 0 totalExercise: $14.75→ Common Stock (1,694,915 underlying)
CROWN EMAK PARTNERS LLC
Director10% Owner
Transactions
- Award
Series AA Preferred Stock
2004-12-30+25,000→ 25,000 totalExercise: $14.75→ Common Stock (1,694,915 underlying) - Disposition to Issuer
Series A Preferred Stock
2004-12-30−25,000→ 0 totalExercise: $14.75→ Common Stock (1,694,915 underlying)
Leedom Ackerman Joanne
Director10% Owner
Transactions
- Award
Series AA Preferred Stock
2004-12-30+25,000→ 25,000 totalExercise: $14.75→ Common Stock (1,694,915 underlying) - Disposition to Issuer
Series A Preferred Stock
2004-12-30−25,000→ 0 totalExercise: $14.75→ Common Stock (1,694,915 underlying)
LERNER PERRY A
Director10% Owner
Transactions
- Award
Series AA Preferred Stock
2004-12-30+25,000→ 25,000 totalExercise: $14.75→ Common Stock (1,694,915 underlying) - Disposition to Issuer
Series A Preferred Stock
2004-12-30−25,000→ 0 totalExercise: $14.75→ Common Stock (1,694,915 underlying)
Footnotes (7)
- [F1]The reported transaction involves a cancellation of the previously outstanding 25,000 shares of the Issuer's Series A Senior Cumulative Participating Convertible Preferred Stock (the "Series A Preferred Stock") in exchange for 25,000 shares of the Issuer's Series AA Senior Cumulative Convertible Preferred Stock (the "Series AA Stock") pursuant to an Exchange Agreement (the "Exchange Agreement"), dated December 30, 2004, between the Issuer and Crown EMAK Partners, LLC ("Crown Partners").
- [F2]All of the securities reported herein were (with respect to the cancelled Series A Preferred Stock) or are (with respect to the replacement Series AA Stock) convertible into the Issuer's common stock at any time.
- [F3]Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, each of the Reporting Persons states that this filing shall not be deemed an admission that such Reporting Person is the beneficial owner of any of the securities covered by this report. Additionally, each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest in such securities.
- [F4]Crown Partners is the direct holder of the securities reported in this Form 4. Crown EMAK Investments, LLC ("Crown Investments") is the managing member of Crown Partners. Crown EMAK Holdings, LLC ("Crown Holdings") is the managing member of Crown Investments. Somerville, LLC ("Somerville") is the managing member of Crown Holdings. Somerville is a subsidiary of Santa Monica Pictures, LLC ("SMP"), and SMP is a subsidiary of Somerville S Trust, a revocable trust (the "Trust"). Perry A. Lerner is the trustee of the Trust. Peter Ackerman and Joanne Leedom-Ackerman have the power to revoke the Trust and may be deemed to have shared power to vote or direct the vote, and shared power to dispose or to direct the disposition of, any securities of the Issuer beneficially owned by the Trust.
- [F5]Series A Senior Cumulative Participating Convertible Preferred Stock
- [F6]Series AA Senior Cumulative Convertible Preferred Stock
- [F7]n/a
Documents
Issuer
EMAK Worldwide, Inc.
CIK 0000911151
Entity typeother
Related Parties
1- filerCIK 0001214326
Filing Metadata
- Form type
- 4/A
- Filed
- Jul 12, 8:00 PM ET
- Accepted
- Jul 13, 8:57 PM ET
- Size
- 21.9 KB