Home/Filings/4/A/0001209191-06-053201
4/A//SEC Filing

HealthMarkets, Inc. 4/A

Accession 0001209191-06-053201

CIK 0000773660operating

Filed

Oct 3, 8:00 PM ET

Accepted

Oct 4, 9:14 AM ET

Size

14.1 KB

Accession

0001209191-06-053201

Insider Transaction Report

Form 4/AAmended
Period: 2006-09-29
BOXER MICHAEL
EVP and CFO
Transactions
  • Award

    Stock Option

    2006-09-29$38.37/sh+6,081$233,3286,081 total
    Exercise: $38.37From: 2007-09-29Exp: 2016-09-29Class A-1 Common Stock (6,081 underlying)
  • Purchase

    Class A-1 Common Stock

    2006-09-29$38.37/sh+18,243$699,98418,243 total
Footnotes (3)
  • [F1]The options vest in 20% increments on each of the first, second, third, fourth and fifth anniversaries of September 29, 2006.
  • [F2]The initial exercise price of the option is $38.37. The exercise price of the option will accrete by 10% per year, starting on September 29, 2008. If the optionee exercises the option prior to September 29, 2008, the exercise price will be $38.37. If the optionee exercises the option on or after September 29, 2008 but prior to September 29, 2009, the exercise price will be $42.21. If the optionee exercises the option on or after September 29, 2009 but prior to September 29, 2010, the exercise price will be $46.43. If the optionee exercises the option on or after September 29, 2010 but prior to September 29, 2011, the exercise price will be $51.07. If the optionee exercises the option on or after September 29, 2011, the exercise price will be $56.18.
  • [F3]The options vest in different increments on each of the first five anniversaries of September 29, 2006. Twenty-five percent of the options vest on September 29, 2007. Twenty-five percent of the options vest on September 29, 2008. Seventeen percent of the options vest on September 29, 2009. Seventeen percent of the options vest on September 29, 2010. The remaining sixteen percent of the options vest on September 29, 2011.

Issuer

HealthMarkets, Inc.

CIK 0000773660

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000773660

Filing Metadata

Form type
4/A
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 9:14 AM ET
Size
14.1 KB