4//SEC Filing
TD AMERITRADE HOLDING CORP 4
Accession 0001209191-06-053625
CIK 0001173431operating
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 7:08 PM ET
Size
7.9 KB
Accession
0001209191-06-053625
Insider Transaction Report
Form 4
RICKETTS THOMAS S
Director
Transactions
- Award
Common Stock
2006-10-02+322→ 445,730 total
Holdings
- 26,600(indirect: By Children)
Common Stock
- 464,624(indirect: By Trust)
Common Stock
- 3,276,505(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]Represents shares awarded and deferred pursuant to the issuer's Directors Incentive Plan.
- [F2]Shares are held by trusts created for Mr. Ricketts' children.
- [F3]Shares are held by Mr. Ricketts in his capacity as trustee of the Marlene M. Ricketts 1999 Irrevocable Trust f/b/o Thomas S. Ricketts of which trust Mr. Ricketts is sole beneficiary.
- [F4]Shares are held by the the Marlene M. Ricketts 2004-1 Qualified Annuity Trust and the Marlene M. Ricketts 2004-2 Qualified Annuity Trust, for which Mr. Ricketts is Co-Trustee and his mother is sole beneficiary.
Documents
Issuer
TD AMERITRADE HOLDING CORP
CIK 0001173431
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001173431
Filing Metadata
- Form type
- 4
- Filed
- Oct 3, 8:00 PM ET
- Accepted
- Oct 4, 7:08 PM ET
- Size
- 7.9 KB