SMART Modular Technologies (WWH), Inc. 4
4 · SMART Modular Technologies (WWH), Inc. · Filed Nov 13, 2006
Insider Transaction Report
Form 4
Krishnan Mohana
VP - Worldwide Operations
Transactions
- Exercise/Conversion
Employee Stock Option
2006-11-09$0.17/sh−147$25→ 206,853 totalExercise: $0.17From: 2006-09-17Exp: 2014-06-17→ Common Stock (147 underlying) - Exercise/Conversion
Common Stock
2006-11-09$0.17/sh+147$25→ 147 total - Sale
Common Stock
2006-11-09$10.00/sh−147$1,470→ 0 total
Footnotes (4)
- [F1]Reflects beneficial ownership of 147 shares of common stock, upon the exercise of options but before sale of 147 shares of common stock on 11/09/2006.
- [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 28, 2006.
- [F3]Beneficial ownership of 0 shares of common stock reflects the balance of common stock owned after the sale on 11/09/2006 of 147 shares acquired by exercise of options on 11/09/2006.
- [F4]Reflects direct beneficial ownership of 71,853 options to purchase common stock at $0.17 per share; 75,000 options to purchase common stock at $4.71 per share; and 60,000 options to purchase common stock at $9.97 per share.