Home/Filings/4/0001209191-06-066723
4//SEC Filing

ASPEN TECHNOLOGY INC /DE/ 4

Accession 0001209191-06-066723

CIK 0000929940operating

Filed

Dec 21, 7:00 PM ET

Accepted

Dec 22, 2:15 PM ET

Size

10.4 KB

Accession

0001209191-06-066723

Insider Transaction Report

Form 4
Period: 2006-12-20
Transactions
  • Conversion

    Common Stock

    2006-12-20$3.33/sh+2,090$6,9602,436 total(indirect: see footnote)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2006-12-2020.90 total(indirect: see footnote)
    Exercise: $3.33common stock (2,090 underlying)
Footnotes (3)
  • [F1]Shares are indirectly beneficially owned as a limited partner of Advent Partners GPE-IV Limited Partnership.
  • [F2]Each of the Series D-1 shares is convertible into a number of shares of common stock equal to its stated value of $333.00 per share (subject to adjustment) divided by the conversion price of $3.33 per share (subject to adjustment).
  • [F3]Shares may be converted into common stock at any time and on a perpetual basis.

Issuer

ASPEN TECHNOLOGY INC /DE/

CIK 0000929940

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000929940

Filing Metadata

Form type
4
Filed
Dec 21, 7:00 PM ET
Accepted
Dec 22, 2:15 PM ET
Size
10.4 KB