ASPEN TECHNOLOGY INC /DE/ 4
4 · ASPEN TECHNOLOGY INC /DE/ · Filed Dec 22, 2006
Insider Transaction Report
Form 4
PEHL MICHAEL
Director
Transactions
- Conversion
Common Stock
2006-12-20$3.33/sh+13,517$45,012→ 15,749 total(indirect: see footnote) - Conversion
Series D-1 Convertible Preferred Stock
2006-12-20−135.17→ 0 total(indirect: see footnote)Exercise: $3.33→ common stock (13,517 underlying)
Footnotes (3)
- [F1]Shares are indirectly beneficially owned as a limited partner of Advent Partners II Limited Partnership.
- [F2]Each of the Series D-1 shares is convertible into a number of shares of common stock equal to its stated value of $333.00 per share (subject to adjustment) divided by the conversion price of $3.33 per share (subject to adjustment).
- [F3]Shares may be converted into common stock at any time and on a perpetual basis.