Morof Benjamin 4
4 · optionsXpress Holdings, Inc. · Filed Dec 26, 2006
Insider Transaction Report
Form 4
Morof Benjamin
Chief Compliance Officer
Transactions
- Exercise/Conversion
Common Stock
2006-12-21$14.34/sh+1,000$14,340→ 55,902 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2006-12-21−1,000→ 4,000 totalExercise: $14.34From: 2006-06-22Exp: 2015-06-22→ Common Stock (1,000 underlying)
Holdings
- 200(indirect: By Benjamin Morof cust/ David Morof)
Common Stock
Footnotes (2)
- [F1]The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- [F2]Exerciseable 1/5th per year begining on 6/22/2006 through 6/22/2010.