4//SEC Filing
Kauffman Paul 4
Accession 0001209191-06-067158
CIK 0000832904other
Filed
Dec 26, 7:00 PM ET
Accepted
Dec 27, 8:12 PM ET
Size
11.4 KB
Accession
0001209191-06-067158
Insider Transaction Report
Form 4
Kauffman Paul
Other
Transactions
- Exercise/Conversion
Stock Option (Right to Buy)
2006-12-22−1→ 0 totalExercise: $1.19From: 2001-06-29Exp: 2021-06-29→ Common Stock (28,311.58 underlying) - Exercise/Conversion
Common Stock
2006-12-22$1.61/sh+28,311.58$45,582→ 28,311.58 total - Tax Payment
Common Stock
2006-12-22$3.22/sh−11,185.83$36,018→ 30,810.72 total - Award
Common Stock
2006-12-22+13,684.97→ 41,996.55 total
Footnotes (3)
- [F1]This Purchase price reflects an upward adjustment to the exercise price of the option reported on Table II. Per share exercise price of each option shall be the greater of (a) the price specified in Column 2 and (b) fifty percent (50%) of the fair market value of the underlying shares of Prospect Street High Income Portfolio, Inc. ("PHY") on the date of exercise.
- [F2]Per share exercise price of each option shall be the greater of (a) the price specified in Column 2 and (b) fifty percent (50%) of the fair market value of the underlying shares of PHY on the date of exercise.
- [F3]Options to purchase shares of common stock, par value $0.03 per share, of PHY granted pursuant to the HCM Services Employee Option Plan.
Documents
Issuer
PROSPECT STREET HIGH INCOME PORTFOLIO INC
CIK 0000832904
Entity typeother
Related Parties
1- filerCIK 0001330450
Filing Metadata
- Form type
- 4
- Filed
- Dec 26, 7:00 PM ET
- Accepted
- Dec 27, 8:12 PM ET
- Size
- 11.4 KB