4//SEC Filing
Kauffman Paul 4
Accession 0001209191-06-067166
CIK 0000021178other
Filed
Dec 26, 7:00 PM ET
Accepted
Dec 27, 8:18 PM ET
Size
11.3 KB
Accession
0001209191-06-067166
Insider Transaction Report
Form 4
Kauffman Paul
Other
Transactions
- Exercise/Conversion
Common Stock
2006-12-22$3.05/sh+14,285.72$43,571→ 14,285.72 total - Award
Common Stock
2006-12-22+3,844.07→ 18,129.79 total - Exercise/Conversion
Stock Option (Right to Buy)
2006-12-22−1→ 0 totalExercise: $1.75From: 2002-02-28Exp: 2022-02-28→ Common Stock (14,285.72 underlying) - Tax Payment
Common Stock
2006-12-22$6.10/sh−4,414.32$26,927→ 13,715.47 total
Footnotes (3)
- [F1]This Purchase price reflects an upward adjustment to the exercise price of the option reported on Table II. Per share exercise price of each option shall be the greater of (a) the price specified in Column 2 and (b) fifty percent (50%) of the fair market value of the underlying shares of Prospect Street Income Shares, Inc. ("CNN") on the date of exercise.
- [F2]Per share exercise price of each option shall be the greater of (a) the price specified in Column 2 and (b) fifty percent (50%) of the fair market value of the underlying shares of CNN on the date of exercise.
- [F3]Options to purchase shares of common stock, par value $1.00 per share, of CNN granted pursuant to the HCM Services Employee Option Plan.
Documents
Issuer
PROSPECT STREET INCOME SHARES INC
CIK 0000021178
Entity typeother
Related Parties
1- filerCIK 0001330450
Filing Metadata
- Form type
- 4
- Filed
- Dec 26, 7:00 PM ET
- Accepted
- Dec 27, 8:18 PM ET
- Size
- 11.3 KB