Home/Filings/4/0001209191-07-000192
4//SEC Filing

KARGES THOMAS R 4

Accession 0001209191-07-000192

CIK 0000926763other

Filed

Jan 2, 7:00 PM ET

Accepted

Jan 3, 10:30 AM ET

Size

18.0 KB

Accession

0001209191-07-000192

Insider Transaction Report

Form 4
Period: 2006-12-28
KARGES THOMAS R
Chief Financial Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2006-12-28$7.72/sh+20,000$154,380104,556 total
  • Exercise/Conversion

    Incentive Stock Option

    2006-12-2820,0000 total
    Exercise: $7.72From: 2001-02-01Exp: 2007-02-01Common Stock (20,000 underlying)
Holdings
  • Non-Qualified Stock Option

    Exercise: $16.00From: 2005-02-06Exp: 2011-02-06Common Stock (10,400 underlying)
    10,400
  • Incentive Stock Option

    Exercise: $6.13From: 2002-02-01Exp: 2008-02-01Common Stock (15,000 underlying)
    15,000
  • Non-Qualified Stock Option

    Exercise: $4.42From: 2004-01-31Exp: 2010-01-31Common Stock (105,000 underlying)
    105,000
  • Incentive Stock Option

    Exercise: $16.00From: 2005-02-06Exp: 2011-02-06Common Stock (9,600 underlying)
    9,600
  • Common Stock

    (indirect: By 401(k))
    11,048
  • Incentive Stock Option

    Exercise: $5.46From: 2003-02-26Exp: 2009-02-26Common Stock (16,000 underlying)
    16,000
  • Non-Qualified Stock Option

    Exercise: $19.82From: 2006-03-31Exp: 2012-03-31Common Stock (3,320 underlying)
    3,320
  • Incentive Stock Option

    Exercise: $19.82From: 2006-03-31Exp: 2012-03-31Common Stock (4,680 underlying)
    4,680
Footnotes (1)
  • [F1]Exercisable in 25% annual installments beginning one year after the date of issuance.

Issuer

ASV INC /MN/

CIK 0000926763

Entity typeother

Related Parties

1
  • filerCIK 0001240662

Filing Metadata

Form type
4
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 10:30 AM ET
Size
18.0 KB