BERNSTEIN SHELDON 4
4 · MIDWEST BANC HOLDINGS INC · Filed Jan 3, 2007
Insider Transaction Report
Form 4
BERNSTEIN SHELDON
Executive Vice President
Transactions
- Award
Common Stock
2006-12-29+2,526→ 5,026 total - Gift
Common Stock
2006-12-15−400→ 14,850 total(indirect: By Trust)
Holdings
- 1,664(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Restricted stock granted on December 29, 2006. The restricted stock will vest on the fifth anniversary of issuance unless certain performance goals are achieved prior to the fifth anniversary. If the Compensation Committee determines that the performance goals have been met, the restricted stock will vest at that time. The named person will have voting and dividend rights with respect to the unvested shares of restricted stock.
- [F2]Previously included 15,250 shares that are held in a trust for which Mr. Bernstein acts as trustee as reported below.
- [F3]Previously reported in direct form of ownership, however shares are held in a trust for which Mr. Bernstein acts as trustee.
- [F4]Shares held in the Midwest Banc Holdings, Inc. 401(k) Plan and Trust.