4//SEC Filing
SMART Modular Technologies (WWH), Inc. 4
Accession 0001209191-07-008103
CIK 0001326973operating
Filed
Feb 5, 7:00 PM ET
Accepted
Feb 6, 7:39 PM ET
Size
10.4 KB
Accession
0001209191-07-008103
Insider Transaction Report
Form 4
Rubino Michael
VP - Engineering
Transactions
- Exercise/Conversion
Employee Stock Option
2007-02-05−7,500→ 319,007 totalExercise: $0.17From: 2006-08-17Exp: 2014-06-17→ Common Stock (7,500 underlying) - Exercise/Conversion
Common Stock
2007-02-05$0.17/sh+7,500$1,275→ 20,838 total - Sale
Common Stock
2007-02-05$12.46/sh−7,500$93,419→ 13,338 total
Footnotes (5)
- [F1]Reflects beneficial ownership of 20,838 shares of common stock, upon the exercise of options but before sale of 7,500 shares of common stock on 02/05/2007.
- [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 27, 2006.
- [F3]This is an average sale price based on the sale of common stock as follows: 100 shares were sold at $12.36 per share; 100 shares were sold at $12.38 per share; 900 shares were sold at $12.40 per share; 800 shares were sold at $12.41 per share; 100 shares were sold at $12.42 per share; 100 shares were sold at $12.44 per share; 600 shares were sold at $12.45 per share; 1,300 shares were sold at $12.46 per share; 800 shares were sold at $12.47 per share; 1,000 shares were sold at $12.48 per share; 300 shares were sold at $12.49 per share; and 1,400 shares were sold at $12.50 per share.
- [F4]Beneficial ownership of 13,338 shares of common stock reflects the balance of common stock owned after the sale on 02/05/2007 of 7,500 shares acquired by exercise of options on 02/05/2007.
- [F5]Reflects beneficial ownership of 238,425 options to purchase common stock at $0.17 per share; 60,582 options to purchase common stock at $4.71 per share; and 20,000 options to purchase common stock at $9.97 per share.
Documents
Issuer
SMART Modular Technologies (WWH), Inc.
CIK 0001326973
Entity typeoperating
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001326973
Filing Metadata
- Form type
- 4
- Filed
- Feb 5, 7:00 PM ET
- Accepted
- Feb 6, 7:39 PM ET
- Size
- 10.4 KB