4//SEC Filing
NASDAQ STOCK MARKET INC 4
Accession 0001209191-07-011987
$NDAQCIK 0001120193operating
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 6:10 PM ET
Size
21.3 KB
Accession
0001209191-07-011987
Insider Transaction Report
Form 4
Transactions
- Exercise/Conversion
Stock Options (Right to buy Common Stock)
2007-02-16−5,000→ 0 total(indirect: See Footnote)Exercise: $13.00Exp: 2007-02-25→ Common Stock (5,000 underlying) - Exercise/Conversion
Common Stock
2007-02-16$13.00/sh+5,000$65,000→ 505,000 total(indirect: See Note) - Sale
Common Stock
2007-02-16$32.23/sh−5,000$161,125→ 500,000 total(indirect: See Note)
Holdings
- 500,000(indirect: See Note)
Common Stock, par value $0.01 per share ("Common Stock")
Transactions
- Exercise/Conversion
Stock Options (Right to buy Common Stock)
2007-02-16−5,000→ 0 total(indirect: See Footnote)Exercise: $13.00Exp: 2007-02-25→ Common Stock (5,000 underlying) - Sale
Common Stock
2007-02-16$32.23/sh−5,000$161,125→ 500,000 total(indirect: See Note) - Exercise/Conversion
Common Stock
2007-02-16$13.00/sh+5,000$65,000→ 505,000 total(indirect: See Note)
Holdings
- 500,000(indirect: See Note)
Common Stock, par value $0.01 per share ("Common Stock")
H&F EXECUTIVE FUND IV, L.P.
10% Owner
Transactions
- Sale
Common Stock
2007-02-16$32.23/sh−5,000$161,125→ 500,000 total(indirect: See Note) - Exercise/Conversion
Stock Options (Right to buy Common Stock)
2007-02-16−5,000→ 0 total(indirect: See Footnote)Exercise: $13.00Exp: 2007-02-25→ Common Stock (5,000 underlying) - Exercise/Conversion
Common Stock
2007-02-16$13.00/sh+5,000$65,000→ 505,000 total(indirect: See Note)
Holdings
- 500,000(indirect: See Note)
Common Stock, par value $0.01 per share ("Common Stock")
Transactions
- Exercise/Conversion
Common Stock
2007-02-16$13.00/sh+5,000$65,000→ 505,000 total(indirect: See Note) - Exercise/Conversion
Stock Options (Right to buy Common Stock)
2007-02-16−5,000→ 0 total(indirect: See Footnote)Exercise: $13.00Exp: 2007-02-25→ Common Stock (5,000 underlying) - Sale
Common Stock
2007-02-16$32.23/sh−5,000$161,125→ 500,000 total(indirect: See Note)
Holdings
- 500,000(indirect: See Note)
Common Stock, par value $0.01 per share ("Common Stock")
H&F INVESTORS IV LLC
10% Owner
Transactions
- Exercise/Conversion
Common Stock
2007-02-16$13.00/sh+5,000$65,000→ 505,000 total(indirect: See Note) - Sale
Common Stock
2007-02-16$32.23/sh−5,000$161,125→ 500,000 total(indirect: See Note) - Exercise/Conversion
Stock Options (Right to buy Common Stock)
2007-02-16−5,000→ 0 total(indirect: See Footnote)Exercise: $13.00Exp: 2007-02-25→ Common Stock (5,000 underlying)
Holdings
- 500,000(indirect: See Note)
Common Stock, par value $0.01 per share ("Common Stock")
Footnotes (3)
- [F1]Hellman & Friedman Capital Partners IV, L.P., H&F Executive Fund IV, L.P., H&F International Partners IV-A, L.P., and H&F International Partners IV-B, L.P. (collectively, the "H&F Partnerships") own the Common Stock. H&F Investors IV, LLC, which is now known as Hellman & Friedman Investors IV, LLC ("H&F Investors") is the general partner of each of the H&F Partnerships and the Designated Filer for purposes of this Form 4. The investment decisions of each of the H&F Partnerships are made by the investment committee of H&F Investors, which indirectly exercises voting and investment power with respect to the Common Stock.
- [F2]Immediately.
- [F3]These options were held by F. Warren Hellman, a former director of The Nasdaq Stock Market, Inc. (the "Company"), for the benefit of the H&F Partnerships. Mr. Hellman is a managing director of Hellman & Friedman LLC. On February 16, 2007, Mr. Hellman exercised these options at an exercise price of $13.00 per share of Common Stock and immediately sold such shares of Common Stock at prices ranging from $32.161 to $32.271 per share of Common Stock for an average price of $32.225 per share of Common Stock. Mr. Hellman disclaims beneficial ownership of the options and Common Stock except to the extent of any indirect pecuniary interest therein.
Issuer
NASDAQ STOCK MARKET INC
CIK 0001120193
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001120193
Filing Metadata
- Form type
- 4
- Filed
- Feb 19, 7:00 PM ET
- Accepted
- Feb 20, 6:10 PM ET
- Size
- 21.3 KB